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Comment Letters for CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
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25-404
CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
Comment Letters for CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
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Comments Received (comment period due October 4, 2021 )
Date
Comment Letters
October 20, 2021
Title
Raymonde Crête & Cinthia Duclos (Groupe de recherche en droit des services financiers, Université Laval) - English
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October 8, 2021
Title
The Canadian Advocacy Council of CFA Societies Canada
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October 6, 2021
Title
Leo Salom and Kerry Peacock (TD Bank Group)
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October 6, 2021
Title
TMX Group
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October 4, 2021
Title
Marc Flynn (The Canadian Securities Institute)
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October 4, 2021
Title
Keith Costello (The Canadian Institute of Financial Planning)
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October 4, 2021
Title
John A. Adams (PFSL Investments Canada Ltd.)
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October 4, 2021
Title
Sean Etherington (CI Assante Wealth Management)
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October 4, 2021
Title
Matthew T. Latimer (The Federation of Mutual Fund Dealers)
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October 4, 2021
Title
Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada)
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October 4, 2021
Title
Bernard Brun (Mouvement Desjardins)
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October 4, 2021
Title
Sonny Goldstein (Goldstein Financial Investments Inc.)
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October 4, 2021
Title
Laura Paglia and Adrian Walrath (Investment Industry Association of Canada)
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October 4, 2021
Title
David Agnew, Katherine Dudtschak and Doug Coulter (RBC)
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October 4, 2021
Title
Greg Pollock and Rob Eby (Advocis, The Financial Advisors Association of Canada)
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October 4, 2021
Title
Eric Hallé (Investment Funds Institute of Canada) - French
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October 4, 2021
Title
Raymonde Crête & Cinthia Duclos (Groupe de recherche en droit des services financiers, Université Laval) - French
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October 4, 2021
Title
Christopher J. Enright (Aligned Capital Partners Inc.)
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October 4, 2021
Title
Tim Prescott (Quadrus Investment Services Ltd.)
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October 4, 2021
Title
Damon Muchison (IG Wealth Management)
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October 4, 2021
Title
Nancy Allan (Independent Financial Brokers of Canada)
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October 4, 2021
Title
Sean O'Brien, Louis H. DeConinck and Stéphan Bourbonnais (iA Financial Group)
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October 4, 2021
Title
Eric Hallé (Investment Funds Institute of Canada) - English
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October 4, 2021
Title
John Waldron (Learnedly)
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October 4, 2021
Title
The Investment Funds Institute of Canada (IFIC)
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October 1, 2021
Title
Jean-Paul Bureaud (FAIR Canada)
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September 30, 2021
Title
Richard Morin (Archer Gestion de Patrimoine)
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September 29, 2021
Title
Rick Annaert (Manulife)
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September 28, 2021
Title
Gino Sebastian Savard and Yvan Morin (MICA Capital Inc.)
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September 8, 2021
Title
Ken Kivenko (Kenmar Associates)
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August 6, 2021
Title
Ernest Ilson
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