Comment Letters for CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients

Comments Received (comment period due February 22, 2013 )

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Comment Letters
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Diane Urquhart Document opens in new tab
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David L. Lane (Edward Jones) Document opens in new tab
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La Chambre de la Sécurité Financière Document opens in new tab
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Investor Advisory Panel Document opens in new tab
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Barbra Curvin Document opens in new tab
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Keith Costello (The Canadian Institute of Financial Planners) Document opens in new tab
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Peter Lewis & James Deeks (RESP Dealers Association of Canada) Document opens in new tab
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Mark Adams (AGF Investments Inc.) Document opens in new tab
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Darcy Lake (BMO Investments Inc., BMO InvestorLine Inc., BMO Nesbitt Burns Inc., BMO Harris InvestmentManagement Inc., and BMO Asset Management Inc.) Document opens in new tab
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Yvan-Pierre Grimard (Mouvement des caisses Desjardins) Document opens in new tab
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Stéphane Langlois (Conseil des Fonds D’Investissement du Québec) Document opens in new tab
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George Lewis & David McKay (RBC Dominion Securities Inc.; Royal Mutual Funds Inc.; RBC Global Asset Management Inc.; RBC Phillips, Hager & North Investment Counsel Inc.; and Phillips, Hager & North Investment Funds Ltd.) Document opens in new tab
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Joanne De Laurentis (The Investment Funds Institute of Canada) Document opens in new tab
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Craig Skauge & Cora Pettipas (National Exempt Market Association) Document opens in new tab
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Sandra L. Kegie (Association of Canadian Compliance Professionals) Document opens in new tab
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John J. De Goey (Burgeonvest Bick Securities Limited) Document opens in new tab
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Paul Allison (Raymond James Ltd.) Document opens in new tab
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Leo Salom & Tom Dyck (TD Bank Group) Document opens in new tab
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Sandra L. Kegie (Federation of Mutual Fund Dealers) Document opens in new tab
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John Whaley (Independent Financial Brokers of Canada) Document opens in new tab
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Rebecca A. Cowderry, Marsha Gerhart & David Di Paolo (Borden Ladner Gervais LLP) Document opens in new tab
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Michelle Alexander & Adrian Walrath (Investment Industry Association of Canada) Document opens in new tab
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Adam Felesky (Horizons ETFs Management (Canada) Inc.) Document opens in new tab
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Dan Hallett Document opens in new tab
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Gillian Dingle (CIBC) Document opens in new tab
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Murray J. Taylor (Investors Groups Inc.) Document opens in new tab
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Jean Lespérance Document opens in new tab
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Howard J. Atkinson (Canadian Exchange-Traded Fund Association) Document opens in new tab
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Eric Adelson (Invesco Canada Ltd.) Document opens in new tab
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Andrew Marsh (Richardson GMP Limited) Document opens in new tab
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Veronica Gamracy (CIBC Wood Gundy, Saskatoon) & Jim Grundy (RBC Dominion Securities Inc., Regina) Document opens in new tab
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Larry Macklem Document opens in new tab
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Mark McKenna (Walton Capital Management Inc.) Document opens in new tab
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John Novachis (Investment Planning Council Inc.) Document opens in new tab
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Laura Paglia (Torys LLP) Document opens in new tab
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Charles R. Sims (MacKenzie Financial Corporation) Document opens in new tab
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John A. Adams (PFSL Investments Canada Ltd.) Document opens in new tab
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Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights) Document opens in new tab
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Marsha Gerhart (Exempt Market Dealers Association of Canada) Document opens in new tab
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Marc Flynn (Canadian Securities Institute) Document opens in new tab
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Katie Walmsley & Scott Mahaffy (Portfolio Management Association of Canada) Document opens in new tab
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Barbara Mason & Michael Durland (The Bank of Nova Scotia) Document opens in new tab
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Michael Stanley (Quadrus Investment Services Ltd.) Document opens in new tab
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W. Sian Burgess (Fidelity Investments Canada ULC) Document opens in new tab
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Ada Litvinov (Canadian Advocacy Council) Document opens in new tab
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Byron F. Bowman (fi360, Inc.) Document opens in new tab
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Saskatchewan District Council Document opens in new tab
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Greg Pollock & Harley Lockhart (Advocis) Document opens in new tab
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Andrew Teasdale Document opens in new tab
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Debra McFadden Document opens in new tab
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Daniel A. Braniff Document opens in new tab
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James E. Graham Document opens in new tab
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Jason Heath (Objective Financial Partners Inc.) Document opens in new tab
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André BOURRET (Scotia Capitaux inc.), François LAVALLÉE (Financière Banque Nationale inc.), Paul BALTHAZARD (RBC Dominion Valeurs mobilières inc.), Brenda BARTLETT (PWL Capital inc.), Jean-François BERNIER ... Document opens in new tab
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Gail Bebee Document opens in new tab
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Alan A. Fustey (Index Wealth Management Inc.) Document opens in new tab
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Ken Kivenko (Kenmar Associates) Document opens in new tab
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Stan Buell (Small Investor Protection Association) Document opens in new tab
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S. R. Gage Document opens in new tab
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Peter Benedek Document opens in new tab
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CARP Document opens in new tab
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Financial Planning Standards Council Document opens in new tab
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C. W. King Document opens in new tab
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Cindy Nagassar Document opens in new tab
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Larry Elford Document opens in new tab
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John Prescott Document opens in new tab
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Dan Zwicker Document opens in new tab
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David W. Stanley Document opens in new tab
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Jim Rogers Document opens in new tab
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Gordon Hinch Document opens in new tab
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Michael Vertin Document opens in new tab
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Richard Taylor Document opens in new tab
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J Douglas Grant Document opens in new tab
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Donald A. Young Document opens in new tab