81-102 81-102CP - Investment Funds

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Unofficial consolidations including forms

81-102 81-102CP

Unofficial Consolidation: National Instrument 81-102 Investment Funds

Unofficial Consolidation Amendments to National Instrument

September 13, 2023

81-102 81-102CP

Unofficial Consolidation: Companion Policy 81-102CP Investment Funds

Unofficial Consolidation Companion Policy

January 6, 2022

81-102 81-102CP

Unofficial Consolidation: National Instrument 81-102 - Investment Funds

Unofficial Consolidation National Instrument

January 6, 2022

81-102 81-102CP

Unofficial Consolidation: Companion Policy 81-102CP - Investment Funds

Unofficial Consolidation Companion Policy

January 5, 2022

81-102 81-102CP

Unofficial Consolidation: National Instrument 81-102 - Investment Funds

Unofficial Consolidation National Instrument

January 5, 2022

81-102 81-102CP

Unofficial Consolidation: National Instrument 81-102 Investment Funds

Unofficial Consolidation National Instrument

January 3, 2019

81-102 81-102CP

Unofficial Consolidation: Companion Policy 81-102CP Investment Funds

Unofficial Consolidation Companion Policy

January 3, 2019

81-102 81-102CP

Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 22, 2014

Unofficial Consolidation National Instrument

September 22, 2014

81-102 81-102CP

Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 28, 2009

Unofficial Consolidation National Instrument

September 18, 2009

81-102 81-102CP

Unofficial Consolidation: Companion Policy 81-802CP Implementing NI 81-107 Independent Review Committee for Investment Funds

Unofficial Consolidation Companion Policy

November 1, 2006

Instruments, rules and policies

14-101

CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments

CSA Notice

June 15, 2023

13-102

Notice of Ministerial Approval of Rules and Consequential Amendments related to SEDAR+

Notice of Ministerial Approval of Rules and Consequential Amendments

June 8, 2023

81-102 81-102CP

Changes to Companion Policy 81-102CP to National Instrument 81-102 Investment Funds

Changes to Companion Policy

June 8, 2023

13-103

CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)

CSA Notice National Instrument

March 23, 2023

41-101

Reducing Regulatory Burden for Investment Fund Issuers — Phase 2, Stage 1— Supplement to the OSC Bulletin

Amendments to National Instrument

October 7, 2021

41-101

Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1 Comments Received

Request for Comment National Instrument

September 12, 2019

13-103

Proposed National Systems Renewal Program Rule and Related Amendments Comments Received

National Instrument Request for Comment

May 2, 2019

81-102 81-102CP

Notice of Ministerial Approval of Amendments to National Instrument 81-102, 81-104, 81-101, 41-101, 81-106, and 81-107

Notice of Ministerial Approval National Instrument

December 20, 2018

81-102 81-102CP

Changes to Companion Policy 81-102CP to National Instrument 81-102 Investment Funds

Amendments to National Instrument

December 20, 2018

81-102 81-102CP

Changes to Commentary to National Instrument 81-102 Investment Funds

Amendments to National Instrument

December 20, 2018

81-102 81-102CP

Amendments to National Instrument 81-102 Investment Funds

Amendments to National Instrument

December 20, 2018

81-102 81-102CP

CSA Notice of Amendments - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds

Amendments to National Instrument

October 4, 2018

31-103

Notice of Ministerial Approval of Amendments to NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106 and OSC Rule 33-506

Notice of Ministerial Approval National Instrument

June 7, 2018

81-102 81-102CP

Change to Companion Policy 81-102CP Investment Funds

Amendments to National Instrument

June 7, 2018

81-102 81-102CP

Amendments to National Instrument 81-102 Investment Funds

Amendments to National Instrument

June 7, 2018

31-103

CSA Notice of Amendments Relating to Designated Rating Organizations

Amendments to National Instrument

March 29, 2018

81-102 81-102CP

Amendments to NI 81-102 Investment Funds

Amendments to National Instrument

November 9, 2017

81-102 81-102CP

Notice of Ministerial Approval of Amendments to NI 81-102 Investment Funds and NI 81-104 Commodity Pools

Notice of Ministerial Approval National Instrument

November 9, 2017

81-102 81-102CP

Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Amendments to National Instrument 81-102 Investment Funds

Amendments to National Instrument

August 31, 2017

81-102 81-102CP

CSA Notice and Request for Comment Relating to Designated Rating Organizations Comments Received

Request for Comment National Instrument

July 6, 2017

81-102 81-102CP

Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to National Instrument 81-102 Investment Funds Comments Received

Request for Comment National Instrument

April 27, 2017

81-102 81-102CP

Notice of Ministerial Approval of Amendments to National Instrument 81-102 Investment Funds and National Instrument 81-101 Mutual Fund Prospectus Disclosure

Notice of Ministerial Approval National Instrument

February 16, 2017

81-102 81-102CP

Amendments to National Instrument 81-102 Investment Funds

Amendments to National Instrument

February 16, 2017

81-101 81-101CP

CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts - CSA Notice of Amendments to National Instrument 81-102 Investment Funds and Related Consequential Amendments

Amendments to National Instrument

December 8, 2016

81-102 81-102CP

CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts - Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments Comments Received

Request for Comment National Instrument

December 10, 2015

81-102 81-102CP

Changes to Companion Policy 81-102CP Mutual Funds

Amendments to National Instrument

September 18, 2014

81-102 81-102CP

Amendments to NI 81-102 Mutual Funds

Amendments to National Instrument

September 18, 2014

81-102 81-102CP

Notice of Ministerial Approval of Amendments to NI 81-102 Mutual Funds, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure, NI 41-101 General Prospectus Requirements and Consequential Amendments

Notice of Ministerial Approval National Instrument

September 18, 2014

81-102 81-102CP

Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)

Amendments to National Instrument

June 19, 2014

81-102 81-102CP

Amendments to NI 81-102 Mutual Funds

Amendments to National Instrument

December 19, 2013

81-101 81-101CP

Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP

Notice of Ministerial Approval National Instrument

August 1, 2013

81-102 81-102CP

Amendments to NI 81-102 Mutual Funds

Amendments to National Instrument

August 1, 2013

11-324

CSA Staff Notice: 11-324 - Extension of Comment Period Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments and Other Matters Concerning NI 81-104

CSA Notice Request for Comment

June 25, 2013

81-102 81-102CP

CSA Notice and Request for Comment: Proposed Amendments (Modernization of Investment Fund Product Regulation (Phase 2)) Comments Received

Request for Comment National Instrument

March 27, 2013

25-101

CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations

Notice of Commission Approval National Instrument

March 14, 2013

81-102 81-102CP

Amendments to NI 81-102 Mutual Funds and Companion Policy NI-81-102CP

Amendments to National Instrument

April 6, 2012

81-102 81-102CP

Notice of Ministerial Amendments to NI 81-102 Mutual Funds and Companion Policy 81-102CP, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure and NI 41-101 General Prospectus Requirements

Amendments to National Instrument

April 6, 2012

81-102 81-102CP

Notice of Amendments (Related to Modernization of National Instrument 81-102)

Amendments to National Instrument

February 9, 2012

81-102 81-102CP

Proposed Amendments for Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds

Request for Comment National Instrument

August 12, 2011

81-102 81-102CP

Amendment to Companion Policy 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)

Amendments to National Instrument

December 10, 2010

81-102 81-102CP

Amendment to National Instrument 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)

Amendments to National Instrument

December 10, 2010

81-102 81-102CP

Notice of Ministerial Approval of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)

Notice of Ministerial Approval National Instrument

December 10, 2010

81-102 81-102CP

Notice of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)

Amendments to National Instrument

October 8, 2010

81-102 81-102CP

Proposed Amendments (Modernization of National Instrument 81-102) Comments Received

Request for Comment National Instrument

June 25, 2010

81-102 81-102CP

OSC Staff Notice 81-710 - Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager under National Instrument 81-102 Mutual Funds

OSC Notice

May 14, 2010

81-106

Proposed Amendments (Related to National Instrument 81-106) Comments Received

Request for Comment National Instrument

October 16, 2009

31-103

Amendments to National Instrument

July 17, 2009

81-102 81-102CP

Amendments to National Instrument

September 5, 2008

81-102 81-102CP

Notice of Ministerial Approval of Amendments (Related to Amendments to National Instrument 81-106)

Notice of Ministerial Approval National Instrument

September 5, 2008

81-102 81-102CP

Amendments to National Instrument

November 10, 2006

81-102 81-102CP

Amendments to National Instrument

June 3, 2005

81-107

Proposed National Instrument 81-107

Request for Comment National Instrument

May 27, 2005

81-102 81-102CP

Disclosure of Management Expense Ratio ("MER") in Financial Statements Letter

National Instrument

December 2, 2004

81-102 81-102CP

Final Amendment (effective December 31, 2003)

Amendments to National Instrument

January 16, 2004

81-102 81-102CP

Notice of Ministerial Approval of Amendments

Notice of Ministerial Approval National Instrument

January 16, 2004

81-102 81-102CP

Correction to Amendment (effective December 31, 2003)

National Instrument Notice of Correction

October 17, 2003

81-102 81-102CP

Notice of Correction to Amendments (Fund of Fund Amendments)

National Instrument Notice of Correction

October 17, 2003

81-102 81-102CP

Amendment (effective December 31, 2003)

Amendments to National Instrument

October 10, 2003

81-102 81-102CP

Notice of Amendments and Summary of Comments

Amendments to National Instrument

October 10, 2003

81-102 81-102CP

Notice of Commission Approval of Amendments

Notice of Commission Approval National Instrument

October 10, 2003

81-102 81-102CP

Proposed Amendments (Related to Proposed National Instrument 81-106)

Request for Comment National Instrument

September 20, 2002

81-102 81-102CP

Proposed Amendments

Request for Comment National Instrument

July 19, 2002

81-102 81-102CP

Proposed Amendments

Request for Comment National Instrument

July 19, 2002

81-102 81-102CP

Notice of Ministerial Approval of Amendments

Notice of Ministerial Approval National Instrument

April 13, 2001

81-102 81-102CP

Final Amendment (Related to National Instrument 81-102 effective May 2, 2001), Notice of Amendments and Summary of Comments (Securities Lending Amendments and Index Mutual Fund Amendments)

Amendments to National Instrument

February 16, 2001

81-102 81-102CP

Proposed Amendments

Request for Comment National Instrument

June 16, 2000

81-102 81-102CP

Final National Instrument 81-102 and Companion Policy 81-102 (effective February 1, 2000)

National Instrument

January 28, 2000

81-102 81-102CP

Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 81-102)

Request for Comment National Instrument

January 28, 2000

81-102 81-102CP

Notice of Final Instrument - National Instrument 81-102 and Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39

National Instrument

November 12, 1999

81-102 81-102CP

Proposed National Instrument 81-102 and Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39

Request for Comment National Instrument

March 19, 1999

81-102 81-102CP

Proposed National Instrument 81-102 and Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39

Request for Comment National Instrument

June 27, 1997

81-102 81-102CP

Proposed National Instrument 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39

Request for Comment National Instrument

June 27, 1997

81-102 81-102CP

Proposed Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39

Request for Comment National Instrument

June 27, 1997

81-102 81-102CP

Table of Concordance: Proposed National Instrument 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39

Request for Comment National Instrument

June 27, 1997

81-102 81-102CP

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds

CSA Notice

October 19, 2023

14-101

Notice of Coming into Force of Amendments to National Instrument 14-101 Definitions and Consequential Amendments

Amendments to National Instrument

September 14, 2023

81-102 81-102CP

Amendments to National Instrument 81-102 Investment Funds

Amendments to National Instrument

September 14, 2023