Orders, rulings and decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bids, enforcement proceedings and other matters.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

Use our Tribunal proceedings search for orders, decisions and other documents relating to Tribunal proceedings.

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11-101
11-102
11-202
11-203
11-205
11-206
11-207
12-201
12-202
12-307
12-602
12-703
13-101
13-102
13-502
13-503
14-101
14-501
21-101
21-201
23-101
23-103
24-102
25-101
25-102
25-501
31-102
31-103
31-103F1
31-105
31-501
31-502
31-505
31-506
31-507
32-102
32-501
32-502
32-503
33-103
33-105
33-109
33-109CP
33-506
35-101
35-502
35-701
404
41-101
41-102
41-501
41-501CP
41-501F1
41-502
42-303
43-101
43-201
44 -101
44- 102
44-101
44-101F1
44-102
45-101
45-102
45-105
45-106
45-501
45-502
45-503
45-505
46-201
48-501
51-101
51-102
51-102F5
51-105
51-501
51-502
52-102
52-107
52-108
52-109
52-110
52-501
52-509
52-601
54-101
54-501
55-101
55-102
55-104
55-306
55-701
56-501
57-602
57-603
58-101
61-101
61-501
62-103
62-104
62-501
62-504
71-101
71-102
72-501
72-503
81-101
81-101F1
81-101F3
81-102
81-103
81-104
81-105
81-106
81-106F1
81-107
81-501
81-901
91-501
91-502
91-503
91-504
91-506
91-507
93-101
94-102
Alberta Statutory Provisions
Applicable Legislative Provisions
Bankruptcy and Insolvency Act
Budget Measures Act
Business Corporations Act
Commodity Futures Act
Condominium Act
Cooperative Credit Associations Act
Derivatives Act
Financial Services and Markets Act 2000 (U.K.)
Insurance Act
Insurance Companies Act
Lloyd's Act 1871 (U.K.)
Lloyd's Act 1982 (U.K.)
Loan and Trust Corporations Act
Municipal Conflict of Interest Act
Municipal Freedom of Information and Protection of Privacy Act
National Instrument 81-106 Investment Fund Continuous Disclosure, ss. 2.2, 2.4, 5.1(2) and 17.1.
National Instrument 81-101 Mutual Fund Prospectus Disclosure, subsections 5.1(4) and 6.1(1)
National Instrument 81-102 Investment Funds, ss.2.6.1(1)(c)(iv), 2.6.1(1)(c)(v), 2.6.2 and 19.1.
National Policy Statement 29
National Policy Statement 41
National Policy Statement 44
National Policy Statement 47
National Policy Statement 51
ni
NI 31-103
NI 31-103 ss.13.2,13.3,14.14, 14.14.1 and 14.18
Ontario Regulation 1015
OSC Policy Statement 10.1
OSC Policy Statement 5.10
Personal Property Security Act
Real Estate and Business Brokers Act
Real Estates and Brokers Act
Regulation (Business Corporations Act)
Regulation (Securities Act)
Regulation 1015
Rules of Procedure
Securities Act
Securities Act, Ontario, s.25
Trust Indenture Act of 1939
U.S. Investment Advisors Act of 1940
U.S. Securities Exchange Act
United States Bank Holding Act
United States Investment Company Act of 1940
United States Securities Act of 1933
United States Securities Act of 1934