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Comment Letters for OSC Exempt Market Review - OSC Staff Consultation Paper: 45-710 - Considerations for New Capital Raising Prospectus Exemptions
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4 - Distribution Requirements
45-710
OSC Exempt Market Review - OSC Staff Consultation Paper: 45-710 - Considerations for New Capital Raising Prospectus Exemptions
Comment Letters for OSC Exempt Market Review - OSC Staff Consultation Paper: 45-710 - Considerations for New Capital Raising Prospectus Exemptions
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Comments Received (comment period due February 12, 2013 )
Date
Comment Letters
May 29, 2013
Title
Gordon Keep (Fiore Management & Advisory Corp.)
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May 15, 2013
Title
Karen Thorne-Stone (Ontario Media Development Corporation)
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April 16, 2013
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Ed Hobbs (Toronto Business Development Center)
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April 16, 2013
Title
Matthew J. McGrath (Optimize Capital Markets)
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April 2, 2013
Title
Ross Gallinger (Prospectors and Developers Association of Canada)
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March 21, 2013
Title
Peter Swire
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March 11, 2013
Title
Stephen Litt (Madison Avenue Development Corporation)
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March 10, 2013
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Batholomew Huizinga (w5th Equity Management Inc.)
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March 8, 2013
Title
Robert S. Murphy (Davies Ward Phillips & Vineburg LLP)
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March 8, 2013
Title
Andrea C. Johnson, Keith Inman & Steve London (Fraser Milner Casgrain LLP)
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March 8, 2013
Title
Joanna Perrin (Platinex Inc.)
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March 8, 2013
Title
Clifton Foo (A2A Capital Management Inc)
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March 8, 2013
Title
Henry Tse
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March 8, 2013
Title
Phoebe Chan (Pinnacle Wealth Brokers)
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March 8, 2013
Title
Calvin Kan
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March 8, 2013
Title
Kenneth G. Ottenbreit (Stikeman Elliott LLP)
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March 8, 2013
Title
Don Cameron (Financial Value Inc.)
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March 8, 2013
Title
Gowlings Lafleur Henderson LLP
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March 8, 2013
Title
Stephanie McManus (Compliance Support Services)
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March 8, 2013
Title
James R. Trusler (Platinex Inc.)
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March 8, 2013
Title
Robert L. Douglas (Golden Triangel Angelnet)
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March 8, 2013
Title
Jordan Nahmias
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March 8, 2013
Title
Katie Walmsley & Scott Mahaffy (Portfolio Management Association of Canada)
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March 8, 2013
Title
Neal Gledhil
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March 8, 2013
Title
Dr. Patricia Lorenz
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March 8, 2013
Title
Ottawa Community Loan Fund
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March 8, 2013
Title
Gail Fan
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March 8, 2013
Title
Paget Warner (Kingsmont Investment Management Inc.)
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March 8, 2013
Title
David Agnew & Vijay Parmar (RBC Dominion Securities Inc. and RBC
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March 8, 2013
Title
Michelle Scarborough (National Angel Capital Organization)
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March 8, 2013
Title
Ilse Treurnicht (MaRS Discovery District)
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March 8, 2013
Title
Greg Pollock & Harley Lockhart (Advocis - The Financial Advisors Association of Canada)
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March 8, 2013
Title
Marcus Sargent
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March 8, 2013
Title
Brian Koscak, David Gilkes & Geoffrey Ritchie (Exempt Market Dealers Association of Canada)
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March 8, 2013
Title
Craig Skauge & Cora Pettipas (National Exempt Market Association)
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March 8, 2013
Title
Stephen Freedman (Sloane Capital Corp.)
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March 8, 2013
Title
Michael M. Lee (SkyLaw LLP)
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March 8, 2013
Title
Ronald Lee
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March 8, 2013
Title
Scott MacCannell (York Angel Investors Inc.)
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March 8, 2013
Title
Lori Paradis (Platinex Inc.)
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March 8, 2013
Title
Robert Orr (Centurion Apartment REIT)
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March 8, 2013
Title
Carol Lun
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March 8, 2013
Title
Elaine Mak
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March 8, 2013
Title
Michael D. Wellwood (Insight Exempt Market Research & Analysis Inc.)
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March 8, 2013
Title
Chris Cheng
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March 8, 2013
Title
Darren Smits (Miller Thomson LLP)
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March 8, 2013
Title
Ermanno Pascutto (Canadian Foundation for Advancement of Investors Rights)
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March 8, 2013
Title
Ian Pember (Alternative Investment Management Association)
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March 8, 2013
Title
Charles Sidman (Crowdfunding Investment Angels)
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March 8, 2013
Title
Donald Henderson (Interactive Ontario)
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March 8, 2013
Title
Dr. Patricia Lorenz (National Angel Organization - Ontario)
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March 8, 2013
Title
William Friedman (Friedman & Associates)
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March 8, 2013
Title
Dan Pembleton (Accilent Capital Management Inc.)
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March 8, 2013
Title
David E. Thring
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March 8, 2013
Title
Michael Cayley (Cdling Capital Service Inc.)
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March 8, 2013
Title
Ada Litvinov (Canadian Advocacy Council)
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March 8, 2013
Title
Angel One Network Inc.
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March 8, 2013
Title
Barbara J. Amsden (Investment Industry Association of Canada)
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March 7, 2013
Title
Craig Asano (NCFA Canada)
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March 7, 2013
Title
Andrew Rhee & Dave Santiago (Trinity Compliance Partners Inc.)
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March 7, 2013
Title
Peter Kemball (The Kemball Group)
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March 7, 2013
Title
Christopher Charlesworth & Asier Ania (HiveWire Inc.)
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March 7, 2013
Title
Mark McKenna (Walton Group of Companies)
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March 7, 2013
Title
Douglas J. Cerson (Pinnacle Wealth Brokers)
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March 7, 2013
Title
Nancy Bacon
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March 7, 2013
Title
James Hershaw
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March 7, 2013
Title
Norman Light (Enlightened Private Capital Inc.)
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March 7, 2013
Title
Jim Peterson (Fasken Martineau DuMoulin LLP)
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March 7, 2013
Title
J. S. Vickers
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March 7, 2013
Title
Peter Johannes (SecureCare Investments Inc.)
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March 7, 2013
Title
Parm Gill (Capital Angel Network)
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March 6, 2013
Title
John Reid & Dr. Cindy Gordon (CATA ALLIANCE Invest CrowdFund Canada)
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March 6, 2013
Title
Ungad Chadda & John McCoach (TMX Group Limited)
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March 6, 2013
Title
Ryan Hoult (Exempt Experts Inc.)
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March 6, 2013
Title
Paul R. DeMelo
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March 5, 2013
Title
Dave Antony
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March 5, 2013
Title
Irene Szabo
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March 4, 2013
Title
Linda Palin (Pangaea Asset Management Inc.)
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March 4, 2013
Title
Darrin Hopkins
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March 4, 2013
Title
Curtis Potyondi (Prestige Capital Inc.)
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March 4, 2013
Title
Michael Yhip (Garrison Hill Capital Management Inc.)
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March 1, 2013
Title
Eric Apps & Gordon Cassie (Wildeboer Dellelce LLP)
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February 28, 2013
Title
Kamal Hassan (VentureLynx)
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February 28, 2013
Title
Kamal Hassan (VentureLynx)
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February 26, 2013
Title
Ruth Taitinger (Pinnacle Wealth Brokers Inc.)
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February 26, 2013
Title
Jolin Aarssen (Sentry Group/Pinnacle Wealth Brokers)
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February 26, 2013
Title
Robert MacKenzie
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February 25, 2013
Title
Matt McManus
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February 22, 2013
Title
Ralf Hensel (The Investment Funds Institute of Canada)
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February 20, 2013
Title
Devashis Mitra
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February 17, 2013
Title
Richard E. Austin
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February 12, 2013
Title
Karen Powell (The Producers Roundtable of Ontario)
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February 12, 2013
Title
Rob Theriault (CNSX Markets Inc.)
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February 11, 2013
Title
The Kemball Group
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February 11, 2013
Title
Dr. Tom Corr (Ontario Centre of Excellence)
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February 11, 2013
Title
The Funding Portal Inc.
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February 10, 2013
Title
Kim Wales (Wales Capital)
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February 4, 2013
Title
Chad McMillan (Canada Gold Corporation, NewRock Market Advisors Inc.)
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February 4, 2013
Title
John C. Stirling
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February 1, 2013
Title
Teri Kirk (The Funding Portal Inc.)
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January 24, 2013
Title
Nelson Smith (Taddle Creek Capital)
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January 8, 2013
Title
Darvin Zurfluh & Rick Unrau (Pinnacle Wealth Brokers Inc.)
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January 7, 2013
Title
Brian Wolverton (Wolverton Securities Ltd.)
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January 3, 2013
Title
Samuel Singal (SECURE CAPITAL MIC INC.)
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7 - Securities Transactions Outside the Jurisdiction
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Comments Received (comment period due February 12, 2013 )