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Orders, rulings and decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bids, enforcement proceedings and other matters. 

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

Use our Tribunal proceedings search for orders, decisions and other documents relating to Tribunal proceedings.

Visit the automatically reciprocated orders and settlement agreements section of this website to find information on, and to access, certain orders and settlement agreements made by other Canadian securities regulatory authorities that are automatically reciprocated in Ontario as if they were made by the Capital Markets Tribunal or the Commission themselves.

Search for orders, rulings and decisions

Publishing Date (MM/DD/YYYY)
Results 1 - 20 of 14630
Date
Title
Instrument
Document Type
Related to
Securities Act, 11-102, 21-101, 23-101, 23-103, 31-103, 91-506, 91-507
Decision
Derivatives, Marketplaces, SROs and clearing agencies, Registrants
Securities Act
Order
Issuers
11-102, 31-103
Decision
Registrants
Securities Act
Order
Issuers
Securities Act
Decision
Registrants
81-101
Decision
Investment funds
44-101, 44-102, 51-102, 52-109
Decision
Issuers
Securities Act, 71-101
Decision
Issuers
44-101, 81-102, Securities Act
Decision
Investment funds
Securities Act
Order
Issuers
Securities Act
Order
Marketplaces, SROs and clearing agencies
Securities Act, 11-206
Order
Issuers
Securities Act, 31-103, 13-502
Decision
Registrants
81-101
Approval
Investment funds
Securities Act
Decision
Investment funds
31-103
Decision
Investment funds
Securities Act, 21-101, 23-101, 23-103
Director's Decision Exemption from Recognition as an Exchange
Marketplaces, SROs and clearing agencies
Securities Act
Order
Issuers
21-101
Decision Director's Decision
Marketplaces, SROs and clearing agencies
Securities Act, 31-103, 45-102, 45-106, 72-503
Decision
Issuers