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Orders, rulings and decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bids, enforcement proceedings and other matters. 

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

Use our Tribunal proceedings search for orders, decisions and other documents relating to Tribunal proceedings.

Visit the automatically reciprocated orders and settlement agreements section of this website to find information on, and to access, certain orders and settlement agreements made by other Canadian securities regulatory authorities that are automatically reciprocated in Ontario as if they were made by the Capital Markets Tribunal or the Commission themselves.

Search for orders, rulings and decisions

Publishing Date (MM/DD/YYYY)
Results 161 - 180 of 14477
Date
Title
Instrument
Document Type
Related to
11-203, 33-109
Director's Decision
Registrants
31-103
Director's Decision Settlement Agreement
Registrants
31-103
Director's Decision Settlement Agreement
Registrants
11-102, 11-203, 33-109, 33-109CP
Decision
Registrants
11-102, 31-103
Director's Decision
Registrants
31-103
Director's Decision
Registrants
Securities Act
Approval Director's Decision Settlement Agreement
Registrants
81-102
Decision
Investment funds and structured products
Business Corporations Act, Securities Act, Ontario Regulation 398/21
Consent
Issuers
Securities Act, 11-102, 91-506, 91-507
Director's Decision
Derivatives, Issuers, Registrants
Securities Act
Decision
Investment funds and structured products
Securities Act, 31-103, 13-502
Decision
Registrants
81-102
Decision
Investment funds and structured products
Securities Act, 21-101, 23-101, 23-103
Director's Decision Exemption from Recognition as an Exchange
Marketplaces, SROs and clearing agencies
21-101, 11-203
Decision
Marketplaces, SROs and clearing agencies
21-101, 23-101, 23-103, Securities Act
Exemption from Recognition as an Exchange Order
Marketplaces, SROs and clearing agencies
81-102
Decision
Investment funds and structured products
Securities Act, 11-206
Order
Issuers
81-102
Decision
Investment funds and structured products
Securities Act
Order
Issuers