le 31 mai 2023 Decision Brompton Funds Limited and Brompton Enhanced Multi-Asset Income ETF Ordonnances et décisions
le 3 août 2023 Decision Tralucent Asset Management Inc. and Tralucent Global Alt (Long/Short) Equity Fund Ordonnances et décisions
le 27 juillet 2023 Market Regulation Document Type CIPF policies and by-law review Notice of Commission Deemed Approval – Housekeeping Amendments to the CIPF Coverage Policies and By-law Number 1 – Canadian Investor Protection Fund (CIPF) Marchés, OAR et agences de compensation
le 21 juillet 2023 Director's Decision Exemption from Recognition as an Exchange Order RTX Fintech & Research LLC Ordonnances et décisions
le 27 juillet 2023 Market Regulation Document Type CIRO rule review and notices Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 27 juillet 2023 Market Regulation Document Type RTX Fintech & Research LLC Notice of Commission Order - Application for Exemption from Recognition as an Exchange and from the Marketplace Rules - RTX Fintech & Research LLC Marchés, OAR et agences de compensation
le 12 décembre 2023 Director's Decision Exemption from Recognition as an Exchange Refinitiv Transaction Services Limited Ordonnances et décisions
le 14 décembre 2023 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Material Rule Submission – Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 14 décembre 2023 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice – Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange Marchés, OAR et agences de compensation
