Notice of Implementation of CFO Functionality - Alpha ATS LP

Market Regulation Document Type
Alpha ATS rule review and notices

On October 23, 2009, Alpha ATS LP published a notice regarding changes to its CFO functionality at (2009) 32 OSCB 8638. The Notice described the changes and reasons. Subscribers will be able to CFO orders to change price, increase order volume, or change the anonymous tag (from attributed to non-attributed or vice versa). Use of CFO functionality is at the discretion of the subscriber and vendor. No comment letters were received and no changes have been made to the proposed amendment since such publication. The changes will be implemented effective December 14, 2009, unless otherwise announced by Alpha through its usual notice dissemination process.

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