RS Market Integrity Notice - Amendment Approval - Provisions Respecting Competitive Marketplaces
Marchés, OAR et agences de compensation
Amended and Restated Recognition Order of RS
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Notice of Commission Approval of Recognition of Market Regulation Services Inc. and Comments received and responses
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Notice and Request by BCSC and ASC for further comment on Fee Model
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Application and Request for Comment
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Notice and Request for Comments: Application for Recognition of Market Regulation Services Inc.
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Application for Recognition of RS Inc.
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IIROC Notice 19-0060 – Proposed Amendment to IIROC By-law No. 1 Regarding Director Term Limits – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice – Issuance of Variation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS External Procedures Related to Liquidity Risk Management – CDS Clearing and Depository Services Inc.
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Notice of Exemption Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Request for Comment – Application to Vary Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 19-0118 – Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Exemption Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Issuance of Variation Order – Variation of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Application to Vary Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Variation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 18-0019 – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation