IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC with Respect to the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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OSC Staff Notice of Request for Comment - CDCC Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms
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Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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IIROC Notice 21-0103 – Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc.
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Notice of Withdrawal of Proposed Significant Changes - Nasdaq CXC Limited
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Notice - Material Amendments to CDS Rules Related to Tiered Participation Information Sharing - CDS Clearing and Depository Services Inc.
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Memorandum of Understanding between CIPF and the CSA – Canadian Investor Protection Fund (CIPF)
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Notice of Approval – TSX and TSX Venture Wealth Client Fee Cap Program – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Approval – Amendments to Broker Preferencing Functionality – TSX Inc.
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Notice of Commission Orders– Application for Exemptive Relief – Trumid Financial LLC
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Proposed Changes and Request for Comments – Lynx ATS – Tradelogiq Markets Inc.
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Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Notice of Withdrawal – Proposed Amendments Respecting the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
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