IIROC Notice 21-0059 – Withdrawal of the Proposed Amendments to adopt the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Risk Procedures Related to Post-Trade Modernization Project – CDS Clearing and Depository Services Inc.
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CDS Risk Procedures
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Document
Notice of Commission Approval - Memorandum of Understanding with the AMF regarding Co-ordination and Information Sharing relating to TMX Group Inc., TSX Inc. and Bourse de Montréal Inc.
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Notice of Ministerial Approval - Memorandum of Understanding with the AMF and the OSC - TMX Group Inc. and TSX Inc.
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OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. (CDS)
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Request for Comment – Proposed Amendment to IIROC By-law No. 1 Section 1.1 (Definition of "Marketplace") – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc.
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Notice of Approval - Listing Manual and Listing Forms Amendments - Neo Exchange Inc.
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Notice of Withdrawal - Proposed Public Interest Rule Change - Nasdaq CXC Limited
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Notice of Commission Approval – Proposed Amendments to CDS Participant Rules – Clean-Up Review – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules Related to Tiered Participation Information Sharing – CDS Clearing and Depository Services Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments Respecting Client Focused Reforms – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comment – Proposed Client Focused Reforms Rule Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Deemed Approval – Housekeeping Amendments Respecting Client Focused Reforms – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Notice of Proposed Client Focused Reforms Rule Amendments for Public Comment – Investment Industry Regulatory Organization of Canada (IIROC)
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Request For Comment – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
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Notice and Request for Comment – Proposed Amendments to CDS Participant Rules related to Post-Trade Modernization – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
