Application for Exemption from Recognition as an Exchange – SwapEx, LLC
Marchés, OAR et agences de compensation
Draft Exemption Order – SwapEx, LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – tpSEF Inc.
Marchés, OAR et agences de compensation
Draft Exemption Order – tpSEF Inc.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – Tradition SEF Inc.
Marchés, OAR et agences de compensation
Application - Proposed Acquisition of TMX Group, Alpha and CDS by Maple Group Acquisition Corporation - TMX Group Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Rule Amendments and Request for Comments - Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Alpha ATS LP: Notice of Proposed Changes
Marchés, OAR et agences de compensation
Trading Notice - Proposed Public Interest Rule Amendments to NEO’s Trading Policies Adding Anonymous Broker Preferencing in NEO-D - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order – Approval of the MFDA Application Regarding the MFDA Discretionary Fund – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Approval - Introduction of PureStream on the CXD Trading Book - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Proposed Change to Add Foreign Non-Debt Securities – Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemption From Recognition as an Exchange and the Marketplace Rules – Bloomberg Tradebook Singapore Pte Ltd.
Marchés, OAR et agences de compensation
Notice of Approval – Trading Policies Amendments – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Revocation Order – MarketAxess SEF Corporation
Marchés, OAR et agences de compensation
Notice of Approval – Providing Dark Liquidity & Do Not Trade Self-Trade Prevention Order Feature – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Correction – Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to Rule C-18 and Section 6.6 of the Operations Manual of the CDCC to Modify the Delivery Period of the 30-year Government of Canada Bond Future Contracts (LGB) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comments - Amendments to the Rules of the Canadian Derivatives Clearing Corporation to Modify the Final Settlement Price of the One–Month CORRA Futures (COA)
Marchés, OAR et agences de compensation
