Notice of Exemption Order – The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - SpectrAxe, LLC
Marchés, OAR et agences de compensation
Notice of Approval – Introduction of New Functionality for PureStream on CXD – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition as Exchange - 360 Trading Networks UK Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
Marchés, OAR et agences de compensation
Document
Document
Document
Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval
Marchés, OAR et agences de compensation
Notice of Approval – Amendments to CSE Trading Rule 4 – Odd Lots – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Approval and Summary of Comments – Amendments to CSE Listing Policies – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of the CDCC Regarding the Base Initial Margin Model Used to Calibrate Margin Relief for Exchange Traded Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Investment Dealer and Partially Consolidated Rules Regarding Margin Requirements for Securities Loan, Repurchase Agreements, and Reverse Repurchase Agreements with Term Risk – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
Notice of Approval/Implementation - Housekeeping amendments to Investment Dealer and Partially Consolidated Rules regarding margin requirements for securities loan, repurchase agreements, and reverse repurchase agreements with term risk
Marchés, OAR et agences de compensation
Notice and Request for Comments – Proposed Amendments to CSE Form 2A Listing Statement – Canadian Securities Exchange
Marchés, OAR et agences de compensation
