Guidance Note – IIROC Rules Notice 12-0108 – Client Relationship Model – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – IIROC Rules Notice 12-0107 – Client Relationship Model – Implementation – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Proposed Amendments to MFD A Rule 5.3.2 (Content of Account Statement) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Proposed amendments to MFDA Rule 5.3.2 (Content of Account Statement) – Resolution Certificate – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to IIROC’s proposals to implement the core principles of the Client Relationship Model and related guidance notes – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
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Notice of Approval of Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Staff Notice and Request for Comment – Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Draft Variation Order – CME Amsterdam B.V.
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Staff Notice and Request for Comment – Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
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Draft Order - Exemption From Recognition as an Exchange – BrokerTec Europe Limited
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Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
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Notice of Withdrawal of Proposed Amendment to Trading Fees - Canadian Securities Exchange
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Notice of Approval - System Functionality - Second Trading Book- CSE2 - Canadian Securities Exchange
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Notice of Commission Approval – New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
