Request for Comment – Proposed Proficiency Model – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Withdrawal of Material Rule Submission - Withdrawal of Proposed Amendments to the CDCC Rules to Introduce Cybersecurity Requirements - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Approval – Lynx ATS – Periodic Matching – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Canadian Investment Regulatory Organization (CIRO) – Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
33-756 -
IRP Title
Registration, Inspections and Examinations Division Summary Report for Dealers, Advisers and Investment Fund Managers
Instruments, règles et politiques
Notice of Approval – Contingent Option Trades – TSX Inc.
Marchés, OAR et agences de compensation
Notice – Proposed Amendments and Request for Comments – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Minimum Price Improvement Peg – TSX Inc. and Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice – Proposed Amendments and Request for Comments – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Rules of Toronto Stock Exchange – Toronto Stock Exchange
Marchés, OAR et agences de compensation
Notice – Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to UMIR Respecting Net Asset Value Orders and Intentional Crosses – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
31-365 -
IRP Title
OBSI Joint Regulators Committee Annual Report for 2023
Instruments, règles et politiques
Notice of Material Rule Submission – Proposed Material Amendments to CDS Procedures Related to Continuous Net Settlement Supplemental Liquidity Fund Enhancement for the Continuous Net Settlement Service – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Operations Manual of the CDCC to Include a Gross Client Margin Balance Risk Account Forecast – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice – On-Stop Orders – Housekeeping Rule Amendment to the Trading Policies – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Amendments and Request for Comments – TSX Inc.
Marchés, OAR et agences de compensation
44-503 -
IRP Title
Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
Instruments, règles et politiques
Notice and Request for Feedback – Real-Time Market Data Fees – TSX, Alpha, and TSXV
Marchés, OAR et agences de compensation
Notice and Request for Feedback – TSX Non-Pro Data Fee Cap
Marchés, OAR et agences de compensation
