IIROC Notice 14-0047 – Rules Notice – Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Trading Policies Amendments – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Price Improvement of Certain Dark Orders – Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Price Improvement of Certain Dark Orders – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Material & Technical Rule Submissions – Proposed Material and Technical Amendments to CDS External Procedures Related to CDS Post Trade Modernization (PTM) – CDS Clearing and Depository Services (CDS)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Integrated Fee Model – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice and Request for Feedback - Proposed Call Center Enterprise Discount Program - TSX, Alpha, and TSXV
Marchés, OAR et agences de compensation
Notice of Approval – Wealth Client Fee Cap – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Increases to Certain Market Data Products – TSX Inc., Alpha Exchange Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
Notice – Proposed Amendments and Request for Comments – Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Minimum Price Improvement Peg – TSX Inc. and Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Correction to Notice of Proposed Amendments and Request For Comment – Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Amendments and Request for Comments – Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Rules of Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice and Request for Feedback – TSX and TSXV Data Feed and License Discount Program – TSX Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
51-931 -
IRP Title
Temporary Exemption from requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike
Instruments, règles et politiques
Request for Comment – Proposed Amendments to UMIR Respecting Trading Increments – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
33-757 -
IRP Title
Review of Restricted Dealer Crypto Asset Trading Platforms’ Compliance with the Account Appropriateness, Investment Limits and Client Limits Requirements
Instruments, règles et politiques
58-317 -
IRP Title
Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 10 Report
Instruments, règles et politiques
Notice of Approval – Non-Professional Data Fee Cap Program – TSX Inc.
Marchés, OAR et agences de compensation
