Notice of Technical/Housekeeping Rule Submission – Proposed Amendments to the CDCC Rules and Risk Manual Related to the Introduction of Options on Canadian Depositary Receipts – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to UMIR Respecting Contingent Derivative Orders – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
IIROC Notice 14-0047 – Rules Notice – Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Call Center Enterprise Discount Program – TSX Inc., Alpha Exchange Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Variation Order – Fixed Income Clearing Corporation (FICC)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Request for Comment – Rule Consolidation Project – Phase 5 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
25-313 -
IRP Title
2024 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investor Protection Fund
Instruments, règles et politiques
Notice and Request for Comments – Proposed Amendments – TSX Inc. and Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice – Variation of Exemption Order – ICE Futures U.S., Inc.
Marchés, OAR et agences de compensation
11-347 -
IRP Title
Notice of Local Amendments in Certain Jurisdictions
Instruments, règles et politiques
Notice and Request for Comments – Proposed Amendments to CSE Listing Policies – Canadian Securities Exchange
Marchés, OAR et agences de compensation
81-338 -
IRP Title
Guidance on the Use of Discretion under the CSA Investment Risk Classification Methodology
Instruments, règles et politiques
Notice of Material Rule Submission – Proposed Amendments to CDS Fee Schedule – Entitlements Messaging MT564/REPE and MT564/RMDR – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to CDS Fee Schedule – Removal of Certain Fees and Amended Fee Descriptions – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
45-930 -
IRP Title
Coordinated Blanket Order
Instruments, règles et politiques
41-930 -
IRP Title
Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements; Coordinated Blanket Order 45-930 Prospectus Exemption for New Reporting Issuers; Coordinated Blanket Order 45-933 Exemption from the Investment Limit under the Offering Memorandum Prospectus Exemption to Exclude Reinvestment Amounts
Instruments, règles et politiques
Notice of Commission Approval – Material and Technical Amendments to CDS External Procedures Related to CDS Post Trade Modernization – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Participant Rules Related to CDS Post Trade Modernization – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
