le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 23 décembre 2005 Order Centerfire Growth Fund Inc. - ss. 4.2 and 9.2 of NI 81-106 Investment Fund Continuous Disclosure Ordonnances et décisions
le 21 avril 2006 Decision Highstreet Asset Management Inc. and Years U.S. Trust Ordonnances et décisions
le 21 mai 2020 Director's Decision Guardian Capital LP and Guardian Strategic Income Fund Ordonnances et décisions
le 22 mai 2015 Decision Norrep Short Duration 2015 Flow-Through Limited Partnership and Norrep Capital Management Ltd Ordonnances et décisions
le 21 avril 2015 Decision Dominion Equity Resource Growth Class of Brickburn Funds Inc. Ordonnances et décisions
le 8 novembre 2013 Decision Goodman & Company, Investment Counsel Inc. and CMP 2013 Resource Limited Partnership Ordonnances et décisions
le 17 janvier 2012 Decision AlphaNorth 2010 Flow-Through Limited Partnership et al. Ordonnances et décisions
le 16 mai 2013 Decision Keybase Financial Group Inc. and W. H. Stuart Mutuals Ltd. Ordonnances et décisions
le 29 mars 2012 Decision Northern Precious Metals 2010 Limited Partnership and Northern Precious Metals Management Inc. Ordonnances et décisions
le 11 avril 2012 Decision US Financial 15 Split Corp. and Quadravest Capital Management Inc. Ordonnances et décisions