Plus

Plus

Plus

Thème

• Show All (16089)
• Benchmarks and Benchmark Administrators (1)
• Derivatives (97)
• (-) Governance (65)
• Investment funds (120)
• Investment funds and structured products (4296)
• Issuers (7590)
• Marketplaces, SROs and clearing agencies (544)
• Mergers and acquisitions (846)
• (-) Registrants (2530)

Plus

Catégorie

• Decisions relating to discretionary relief (2320)
• Decisions relating to Recognition, Approval, or Designation of Regulated Entities (8)
• Director's Decision related to Registration Matters (189)
• Other Commission Decisions (71)

Plus

Normes

• 11-102 (171)
• 11-202 (7)
• 11-203 (84)
• 13-502 (86)
• 13-503 (2)
• 14-101 (7)
• 21-101 (22)
• 23-101 (14)
• 23-102 (1)
• 23-103 (13)
• 24-102 (1)
• 31-102 (211)
• 31-103 (692)
• 31-103F1 (5)
• 31-105 (1)
• 31-501 (12)
• 31-502 (28)
• 31-505 (28)
• 31-506 (33)
• 31-507 (5)
• 32-102 (2)
• 32-501 (1)
• 32-502 (2)
• 32-503 (2)
• 32-506 (2)
• 33-103 (1)
• 33-105 (5)
• 33-109 (120)
• 33-109CP (3)
• 33-506 (1)
• 35-101 (6)
• 35-502 (27)
• 35-701 (1)
• 41-101 (20)
• 41-501 (3)
• 41-501F1 (1)
• 42-303 (2)
• 44-101 (15)
• 44-102 (12)
• 45-101 (4)
• 45-102 (15)
• 45-106 (48)
• 45-501 (6)
• 45-503 (2)
• 48-501 (6)
• 51-101 (2)
• 51-102 (51)
• 51-102F5 (1)
• 52-102 (1)
• 52-107 (226)
• 52-109 (17)
• 52-110 (16)
• 54-101 (1)
• 55-102 (2)
• 55-104 (1)
• 56-501 (1)
• 58-101 (8)
• 61-101 (6)
• 71-101 (1)
• 72-501 (1)
• 72-503 (3)
• 81-102 (27)
• 81-105 (1)
• 81-106 (1)
• 81-107 (12)
• 91-502 (49)
• 91-503 (1)
• 91-504 (10)
• 91-506 (25)
• 91-507 (26)
• 93-101 (5)
• 93-102 (2)
• Bankruptcy and Insolvency Act (2)
• Budget Measures Act (1)
• Commodity Futures Act (410)
• Cooperative Credit Associations Act (1)
• Derivatives Act (4)
• Loan and Trust Corporations Act (1)
• Ontario Regulation 1015 (1)
• Regulation (Securities Act) (215)
• Rules of Procedure (2)
• Securities Act (944)
• Securities Commission Act, 2021 (6)
• U.S. Investment Advisors Act of 1940 (1)
• United States Bank Holding Act (1)
• United States Securities Act of 1933 (1)

Plus

Raffiner la recherche

Date de publication

From

To