Request for Comments and Recognition Criteria - Investment Dealers Association (IDA)
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OSC Notice Regarding Proposed Structure of Trading Facilities for a New Exchange Proposed to be Established by Aequitas Innovations Inc.
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Memorandum of Understanding between CIPF and the CSA – Canadian Investor Protection Fund (CIPF)
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Notice of Approval – TSX and TSX Venture Wealth Client Fee Cap Program – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Approval – Amendments to Broker Preferencing Functionality – TSX Inc.
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Notice of Commission Orders– Application for Exemptive Relief – Trumid Financial LLC
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Approval – Alternative Closing Price – TSX Inc. and TSX Venture Exchange Inc.
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Document
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 for Use in, and Consistency with, the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0084 – Housekeeping Amendments to Form 1 for use in, and consistency with the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Proposed Public Interest Rule Amendments to the Neo Exchange Trading Policies – Neo Exchange Inc.
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Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce a Supplemental Liquidity Fund – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Revocation Order – SS&C Technologies Canada Corp.
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Notice and Request for Comment - Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Request for Comment – Material Amendments to CDS Rules – New York Link Service Investment Committee – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – New York Link Service Investment Committee – CDS Clearing and Depository Services Inc.
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Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions
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Request for Comment – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Republication of Proposed Amendments Respecting the Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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