Notice of Approval – Broker Preferencing for Anonymous Hidden Orders on CXC and CX2 – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Commission Decision – Application for Exemptive Relief – EquiLend LLC.
Marchés, OAR et agences de compensation
Request for Comment – Rule Consolidation Project – Phase 2 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
96-305 -
IRP Title
Derivatives Data Reporting Guidance For CDOR Transition
Instruments, règles et politiques
81-337 -
IRP Title
Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds
Instruments, règles et politiques
Request for Comment – Proposed Rule Amendments Respecting Fully Paid Securities Lending and Financing Arrangements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to the Default Manual of the CDCC Regarding the Auction Tool Used to Organize a Default Auction During a Default Management Period - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to the Auditor’s Report and Agreed-upon Procedures Report – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission - Proposed Amendments to CDS Fee Schedule - Lynx High-Value Payment System Fees – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
25-311 -
IRP Title
2023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection Fund
Instruments, règles et politiques
Rapport d’inspection de l’Organisme canadien de réglementation des investissements
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice – Consolidation of ATS Protocol Orders
Marchés, OAR et agences de compensation
Notice of Cessation of ATS Business – Equilend Canada Corp.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application by Aequitas Innovations, Inc. and Neo Exchange, Inc. for Variation of Recognition as Exchanges to Reflect Proposed Acquisition by Cboe Canada Holdings, ULC
Marchés, OAR et agences de compensation
Notice of Approval – Omega ATS & Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
43-401 -
IRP Title
Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects
Instruments, règles et politiques
Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
