Notice of Coming into Effect of Memorandum of Understanding Regarding the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments - Proposed Public Interest Rule Amendment to the Trading Policies - Neo Exchange Inc.
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Notice of Withdrawal - Imbalance Only Order for Closing Call - Neo Exchange Inc
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IIROC Notice 21-0129 – Amendments to swap counterparty margin requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Housekeeping Rule Amendments to the Trading Policies - Neo Exchange Inc.
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Notice of Commission Approval – Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval - Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc.
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Notice of Housekeeping Rule Amendments to the Listing Manual and Listing Forms - Neo Exchange Inc.
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Notice of Commission Order – Application for Exemptive Relief – Execution Access, LLC
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Request for Comment – Proposed Amendments to Rule C-18 of the CDCC to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
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Application for Exemption from Recognition as an Exchange – CME Amsterdam B.V.
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Application for Exemption from Recognition as an Exchange – DW SEF LLC
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Draft Order
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Application for Exemption from Recognition as an Exchange – GFI Swaps Exchange LLC
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Draft Exemption Order – GFI Swaps Exchange LLC
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SIGMA X Canada - Notice of Initial Operations Report and Request for Feedback
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Request for Comment – Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 – Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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Notice of Commission Approval – Amendments to Dealer Member Rules to Early Adopt Certain IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Amendments and Request for Comments – TSX Inc. and TSX Venture Exchange Inc.
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