Notice of Commission Order – Approval of the MFDA Application Regarding the MFDA Discretionary Fund – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Approval - Introduction of PureStream on the CXD Trading Book - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Proposed Change to Add Foreign Non-Debt Securities – Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemption From Recognition as an Exchange and the Marketplace Rules – Bloomberg Tradebook Singapore Pte Ltd.
Marchés, OAR et agences de compensation
81-508 -
IRP Title
Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Instruments, règles et politiques
Notice of Approval – Trading Policies Amendments – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Revocation Order – MarketAxess SEF Corporation
Marchés, OAR et agences de compensation
25-308 -
IRP Title
Approval and Acceptance of Canadian Investor Protection Fund
Instruments, règles et politiques
Notice of Approval – Providing Dark Liquidity & Do Not Trade Self-Trade Prevention Order Feature – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Correction – Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to Rule C-18 and Section 6.6 of the Operations Manual of the CDCC to Modify the Delivery Period of the 30-year Government of Canada Bond Future Contracts (LGB) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
96-303 -
IRP Title
Derivatives Data Reporting Transition Guidance
Instruments, règles et politiques
51-364 -
IRP Title
Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021
Instruments, règles et politiques
Request for Comments - Amendments to the Rules of the Canadian Derivatives Clearing Corporation to Modify the Final Settlement Price of the One–Month CORRA Futures (COA)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to the Rules of the CDCC to Modify the Final Settlement Price of the One-Month CORRA Futures (COA) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to Rule C-18 and Section 6.6 of the Operations Manual of the CDCC to Modify the Delivery Period of the 30-Year Government of Canada Bond Future Contracts (LGB) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
58-314 -
IRP Title
Review of Disclosure Regarding Women on Boards and in Executive Officer Positions (Year 8 Report)
Instruments, règles et politiques
33-509 -
IRP Title
Exemption From Underwriting Conflict Disclosure Requirements
Instruments, règles et politiques
58-316 -
IRP Title
Review of Disclosure Regarding Women on Boards and in Executive Officer Positions (Year 9 Review)
Instruments, règles et politiques
