Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Exemption Order – The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - SpectrAxe, LLC
Marchés, OAR et agences de compensation
Notice of Approval – Introduction of New Functionality for PureStream on CXD – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition as Exchange - 360 Trading Networks UK Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
81-335 -
IRP Title
Investment Fund Settlement Cycles
Instruments, règles et politiques
Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval
Marchés, OAR et agences de compensation
Notice of Approval – Amendments to CSE Trading Rule 4 – Odd Lots – Canadian Securities Exchange
Marchés, OAR et agences de compensation
44-502 -
IRP Title
Extension to Ontario Instrument 44-501 Certain Prospectus Requirements for Well-known Seasoned Issuers
Instruments, règles et politiques
96-304 -
IRP Title
Derivatives Data Reporting Guidance for USD LIBOR Transition
Instruments, règles et politiques
Notice of Approval and Summary of Comments – Amendments to CSE Listing Policies – Canadian Securities Exchange
Marchés, OAR et agences de compensation
