Notice of Commission Approval – Variation and Restatement of Approval Order – MFDA Investor Protection Corporation (MFDA IPC)
Marchés, OAR et agences de compensation
Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality and Features - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Mutual Fund Dealers Association of Canada (MFDA) (effective April 1, 2021)
Marchés, OAR et agences de compensation
Notice of Approval and Summary of Public Comments – MFDA Investor Protection Corporation – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Application to Become Designated as a Trade Repository and Draft Order – ICE Trade Vault, LLC
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to CDS Participant Procedures
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Application for Participation
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to Strip Bond Monthly Reports Service
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Variation Order – LCH Limited
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments - Housekeeping Amendments to Trading Rules and Policies - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - Lynx 2.0 - Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
Notice of Coming into Effect – Memorandum of Understanding regarding the Oversight of the MFDA Investor Protection Corporation (MFDA IPC)
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – SwapEx, LLC
Marchés, OAR et agences de compensation
Draft Exemption Order – SwapEx, LLC
Marchés, OAR et agences de compensation
Draft Exemption Order - BGC Derivatives Markets, L.P.
Marchés, OAR et agences de compensation
Amended Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Procedures – Automated Confirmation Transaction (ACT) Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Procedures – New York Link (NYL) Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
81-333 -
IRP Title
Guidance on Effective Liquidity Risk Management for Investment Funds
Instruments, règles et politiques
