Notice of Commission Approval - Amendment to IDA Regulation 100.2(f)(i) - Margin Requirements for Listed Securities
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA By-Law No. 3 - Entrance, Annual and Other Fees
Marchés, OAR et agences de compensation
Appendix 3 To Rules Notice 16-0122 – Consequential amendments to the Dealer Member Rules, UMIR, and Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Policy No. 2 - Minimum Standards for Retail Account Supervision
Marchés, OAR et agences de compensation
Notice of Request for Comments - Amendments to IDA Regulation 100.12 regarding Optional Use of Value at Risk (VaR) Modelling to Determine Capital Requirements for Member Firm Security Positions
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Amendments to IDA Regulation 100.9 and 100.10 - CDCC Issued Currency Options
Marchés, OAR et agences de compensation
Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge
Marchés, OAR et agences de compensation
Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA Regulation 200.1 - Minimum Records
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA Regulation 100.2A and By-law 1 - Margin Requirements for Bonds with Embedded Options
Marchés, OAR et agences de compensation
Proposed IDA Policy No. 4 - Minimum Standards for Institutional Account Opening, Operation and Supervision
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Proposed Amendments to Regulation 100.10 - A Proposal to Permit the Optional Use of TIMS or SPAN for Regulatory Purposes
Marchés, OAR et agences de compensation
Commission Approval of Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching - IDA Summary of Comments and Responses
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to By-Law 2 - Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments
Marchés, OAR et agences de compensation
Amendments to IDA By-law 2 Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law 3 - Entrance, Annual and Other Fees
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Policy 6, Part III - Continuing Education Program
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to IDA Regulation 1300 Regarding Managed Accounts
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Regulation 100 - Capital and Margin Requirements for Capital Trust Securities
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation of LCH’s Restated Interim Order – LCH.Clearnet Limited
Marchés, OAR et agences de compensation
