Notice of Commission Approval – Amendments to MFDA Rules to harmonize with Client Relationship Model Phase 2 provisions effective July 15, 2015 and July 15, 2016 – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comment – IIROC Rules Notice 12-0200 – Universal Market Integrity Rules (UMIR) – Provisions Respecting Electronic Trading – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Commission Approval – MFDA Investor Protection Corporation (“MFDA IPC”) – Amendments to Agreement between MFDA IPC and the Mutual Fund Dealers Association of Canada (“MFDA”) (“The Services Agreement”)
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Notice of Commission Approval – Amendments to MFDA Rules to harmonize with Client Relationship Model Phase 2 provisions effective July 15, 2014 – Mutual Fund Dealers Association of Canada (MFDA)
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Notice and Request for Comment - Application for Recognition of Alpha Trading Systems Limited Partnership and Alpha Exchange Inc. as an Exchange
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Notice - Application for Recognition of Alpha Trading Systems Limited Partnership and Alpha Exchange Inc. as an Exchange
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Notice of Housekeeping Rule Amendment - Housekeeping Amendment to the Rules of Alpha Exchange Inc.
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Notice of Approval - Fee Changes - Alpha Exchange Inc.
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Notice of Approval - Dynamic Order Protection Rule Repricing - Alpha Exchange Inc.
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La Commission des valeurs mobilières de l’Ontario met à jour ses normes de service
Communiqués de presse
Notice and Request for Comment - Proposed Amendments to Listing Manual and Listing Forms - Aequitas NEO Exchange Inc.
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Notice of Approval - Amendments to Trading Policies - Aequitas Neo Exchange Inc.
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Aequitas' Notice and Response to Comments - Aequitas NEO Exchange Inc.
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Withdrawal of Proposed Changes to Trading Fees - Aequitas NEO Exchange Inc.
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Notice of Proposed Change and Request for Comments - Aequitas NEO Exchange Inc.
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OSC Staff Notice and Request for Comment - Proposed Amendments to Trading Policies - Aequitas NEO Exchange Inc.
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Trading Notice - Proposed Amendments to Trading Policies and Request for Comments - Aequitas NEO Exchange Inc.
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Notice of Approval - Amendments to Trading Policies - Aequitas NEO Exchange Inc.
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Notice of Approval – Appeal Procedures - Aequitas NEO Exchange Inc.
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OSC Staff Notice of Proposed Changes and Request for Comment - Proposed Amendments to NEO Exchange Trading Policies - Aequitas NEO Exchange Inc.
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