le 9 décembre 2021 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Proposed Change and Request for Comment – Proposed Fee Model for TSX and TSXV Listed Securities Trading on the CSE – Canadian Securities Exchange Marchés, OAR et agences de compensation
le 13 décembre 2021 OSC Obtains Court Order Appointing KSV Restructuring Inc. as Receiver of Go-To Developments Communiqués de presse
le 17 décembre 2021 Bernard Justin Sevilla sentenced to 6 years in jail for criminal convictions Communiqués de presse
le 23 novembre 2021 Market Regulation Document Type Carta Capital Markets, LLC Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC Marchés, OAR et agences de compensation
le 25 novembre 2021 Market Regulation Document Type MFDA rule review Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 14 décembre 2021 Sei-Jin Ki and Carlos DaSilva Convicted of Securities Act Offences Communiqués de presse
le 25 novembre 2021 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Housekeeping Rule Amendments – TSX Company Manual – Toronto Stock Exchange (TSX Inc.) Marchés, OAR et agences de compensation
le 30 novembre 2021 OSC seeks input on potential anti-competitive practices in Ontario’s capital markets Communiqués de presse
le 2 décembre 2021 Canadian Securities Administrators to establish an Investor Advisory Panel to further enhance retail investor protection Communiqués de presse
le 2 décembre 2021 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc. Marchés, OAR et agences de compensation
le 16 décembre 2021 Market Regulation Document Type MATCH Now orders and notices Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP Marchés, OAR et agences de compensation
le 9 décembre 2021 Market Regulation Document Type Nasdaq CXC Limited recognition orders Notice of Commission Variation Order – Variation of the Recognition Order of Nasdaq CXC Limited and Ensoleillement Inc. Marchés, OAR et agences de compensation
le 9 décembre 2021 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comments – Public Interest Rule Amendments – CSE Policies and Related Forms – Canadian Securities Exchange Marchés, OAR et agences de compensation
le 9 décembre 2021 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments Marchés, OAR et agences de compensation
le 22 novembre 2021 OSC invites applications to TestLab, new dedicated capital markets testing environment Communiqués de presse
le 23 novembre 2021 Market Regulation Document Type Carta Capital Markets, LLC Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – Carta Capital Markets, LLC Marchés, OAR et agences de compensation
