Notice of Commission Approval - Amendments to the IDA By-laws 1 and 7 and to Policy 6, Parts I and II Regarding Proficiency Requirements for Chief Financial Officers ("CFOs")
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA Regulation 100 - Positions in and Offsets Involving Exchange Traded Derivatives
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Request for Comments - Proposed Policy No. 11 Analyst Standards
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Notice of Commission Approval - Amendments to IDA By-law No. 3 - Regarding Entrance, Annual and Other Fees
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Withdrawal of By-law - By-law 29.6A Referral Arrangements
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Notice of Commission Approval - Housekeeping Amendment to IDA By-law No. 10.7 National Advisory Committee
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Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital share, Convertible Security and Exercisable Security Offsets
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Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital Share, Convertible Security and Exercisable Security Offsets
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Notice of Commission Approval - Proposed IDA By-law No. 39 - Principal and Agent
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Text of Proposed By-law No. 39 - Principal and Agent
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Notice of Commission Approval - Amendments to IDA By-law 5.6 Small Investments by Industry Investors in Another Member or Holding Company
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Notice of Commission Approval - Amendment to IDA Policy 6, Proficiency Requirements for Portfolio Managers and Futures Contracts Portfolio Managers
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Notice of Commission Approval - Amendment to IDA Regulation 100 - Positions in and Offsets Involving Interest Rate and Performance Swaps
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Request for Comments - Amendments to IDA Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts
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Request for Comments -- Amendments to IDA Regulations 100.15 and 300.25 Regarding Customer Account Guarantee Agreements
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Request for Comments - Amendments to IDA Regulations 100.9 and 100.10 Regarding CDCC issued currency options
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Request for Comments - Amendments to IDA Amendments to Policy 5
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Request for Comments - Amendments to IDA Regulations 100.11 and 1900.1 Regarding Over-the-counter Options and Definition of Option
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Notice of Commission Approval - Amendments to IDA By-laws 1.1 and 29 and IDA Association - By-laws 1.1 and 2.9
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IDA Response to Comment Received on Proposed Amendments to IDA By-laws 1.1 and 29 - Conflicts of Interest and Client Priority
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