IIROC Notice 16-0141 – Material amendments to the Notes and Instructions to Schedule 12 of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Requiring Disclosure of Membership in IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 16-0133 – Amendments Requiring Disclosure of Membership in IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Proposed Universal Market Integrity Rules Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IDA By-law Nos. 2 and 20 – Membership Application Process – Withdrawal of Proposed Rule Amendments
Marchés, OAR et agences de compensation
Notice of Commission Approval – Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Recognition Order of the IDA as an SRO pursuant to section 21.1 of the Securities Act (Ontario)
Marchés, OAR et agences de compensation
IIROC Notice 16-0122 – Implementation of the consolidated IIROC Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition and Registration as an Exchange - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Extension of Commission Order - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Extension of Commission Order - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Omission in Previously Published Materials - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Omission in Previously Published Materials - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Recognition - Application for Recognition as Exchanges – Nasdaq CXC Limited and Ensoleillement Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Summary of Comments And Responses - Proposed GEF Facility for an Exchange to be Established by Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice - Request for Comment - Proposed Access to Nasdaq Fixed Income Trading System
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Nasdaq CX2
Marchés, OAR et agences de compensation
