le 28 mai 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Tax Changes on CDS Forms – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 14 mars 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Request for Comments – CDS Clearing and Depository Services Inc. – Material Amendments to CDS Procedures – Amendments to Buy-In Messaging – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 14 mars 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice and Request for Comments – Material Amendments to CDS Procedures – Locked-In Trade Reconciliation Service and the NSCC Trade File Pass-Through Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 14 mars 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice and Request for Comments – Material Amendments to CDS Procedures – Modification of Non-Financial Details on Blind Repo Trades – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 14 février 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – Decommissioning of NSCC’s OTC Comparison Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 2 janvier 2009 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Housekeeping Amendments to the Notes and Instructions to Schedule 5 of IIROC’s Form 1 of the Dealer Member Rules Relating to Approved Inter-Dealer Bond Brokers – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 novembre 2008 Market Regulation Document Type IIROC rule review IIROC Rule 100.4E – Offsets Between Strip Coupon Positions and / or Residual Debt Positions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 14 février 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the ATON Mutual Fund Transfer Request Process – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 14 février 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the CNS Mandatory Allotment and Conversion Process – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 4 janvier 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – QST Rate Changes on CDS Forms – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 13 décembre 2012 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Request for Comments – Material Amendments to CDS Rules – Multi-Classification of Limited Purpose Participants – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 6 décembre 2012 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Commission Approval – Material Amendments to CDS Rules – CDCC Interface – Phase 2 – Partial Settlement – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 6 décembre 2012 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Caps and Lines of Credit Updates – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 24 avril 2009 Market Regulation Document Type MFDA rule review Proposed Amendments to MFDA Rule 2.2 (Client Accounts), Policy No. 2 Minimum Standards for Account Supervision, Rule 2.8 (Client Communications) and Rule 5.3 (Client Reporting) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 24 avril 2009 Market Regulation Document Type MFDA rule review Summary of Public Comments Respecting Proposed Amendments to MFDA Rule 1.2.1(d) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 24 avril 2009 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendments to MFDA Rule 1.2.1(d) Regarding Financial Planning Services as a Dual Occupation – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 13 mars 2009 Market Regulation Document Type MFDA rule review Summary of Public Comments Respecting Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints and Responses of the MFDA – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 13 mars 2009 Market Regulation Document Type MFDA rule review Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 22 décembre 2006 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Housekeeping Amendment to MFDA By-law No. 1, Section 1 Regarding the Definition of "Control" – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 22 décembre 2006 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Housekeeping Amendments to MFDA By-Law No. 1, Section 1 (Definitions – "Control") – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
