Notice of Effective Date – Technical Amendments to CDS Procedures – WR1098 Regulation SHO Correction Screens – CDS Clearing and Depository Services Inc.
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Notice – Technical Amendments to CDS Procedures Relating to Housekeeping Items – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – FINet Housekeeping Changes – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval: Material Amendments to CDS Procedures - FINet Intraday Netting
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Technical Amendments to CDS Procedures: New Corporate Action Liability Management Service (CALMS) - Notice of Effective Date
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Technical Amendments to CDS Procedures: Housekeeping Items - Notice of Effective Date
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Notice of Commission Approval – Proposed Amendments to MFDA Rule 1.1.1(a) Regarding Business Structures – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Proposed MFDA By-laws No. 5 and No.6 Regarding Corporate Governance – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – MFDA By-law No.8 – Disciplinary and Enforcement Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – MFDA By-law No. 7 Miscellaneous Administrative Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 2.2.1 – "Know- Your-Client" – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Notice and Request for Comments – Suspensions in Certain Circumstances (Section 24.3 of By-law No.1) and Related Provisions of By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Proposed Policy 6 – Information Reporting Requirements, Notification of Change in Registration Information (Rule 1.2.5) and Consequential Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Nasdaq Canada Member Agreement - Nasdaq CXC Limited
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Nasdaq Canada Trading Functionality Guide - Nasdaq CXC Limited
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Nasdaq Canada Trading Rules and Policies - Nasdaq CXC Limited
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Nasdaq Canada Member Agreement - Nasdaq CXC Limited
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Nasdaq Canada Trading Functionality Guide - Nasdaq CXC Limited
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Nasdaq Canada Trading Rules and Policies - Nasdaq CXC Limited
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Amended Exemption Order - s.144 - TSX Venture Exchange Inc.
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