Bryan Blake (MATCHNow)
Marchés, OAR et agences de compensation
Cindy Petlock, Richard Carleton and Dan Kessous (Aequitas NEO Exchange Inc., CNSX Markets Inc. and Nasdaq CXC Limited)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Maple Group Acquisition Corporation
Marchés, OAR et agences de compensation
Notice – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Material Amendments to CDS Participant Rules related to China Bond Link – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
MFDA - Calculation of Risk Adjusted Capital (Rules 3.2.2, 3.2.5 and Form 1)
Marchés, OAR et agences de compensation
Notice and Request for Comments – Material Amendments to CDS Participant Rules Related to the Removal of the CPP Cap for CDS Participants who use CNS – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Request for Comment – Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Exemption Application – Eurex Clearing AG
Marchés, OAR et agences de compensation
Notice and Request for Comment - Maple Group Acquisition Corporation - TMX Group Limited
Marchés, OAR et agences de compensation
Notice from the Office of the Secretary - Ontario Securities Commission Policy Hearing on the Maple Group Acquisition Corporation Application to acquire TMX Group Inc. et al. (the “Application”) - Revised Schedule of Presenters - TMX Group Inc.
Marchés, OAR et agences de compensation
Notice from the Office of the Secretary: Ontario Securities Commission Policy Hearing on the Maple Group Acquisition Corporation Application to acquire TMX Group Inc., Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc., The Canadian Depository for Securities Limited and, indirectly, CDS Clearing and Depository Services Inc. (the “Application”)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Recognition as a Clearing Agency – FundSERV Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order: FundSERV Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – CLS Bank International and CLS Services Ltd.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – CLS Bank International
Marchés, OAR et agences de compensation
Application to the Ontario Securities Commission for Exemption from Recognition as a Clearing Agency in Ontario – ICE Clear Credit LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – CME Clearing Europe Limited
Marchés, OAR et agences de compensation
Fundserv Notice – New Rules for Service Providers Related to Access Standards – FundSERV Inc.
Marchés, OAR et agences de compensation