le 30 juillet 2020 Market Regulation Document Type IIROC Memoranda of Understanding MEMORANDUM OF UNDERSTANDING REGARDING OVERSIGHT OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA AMONG: Marchés, OAR et agences de compensation
le 30 juillet 2020 Market Regulation Document Type MFDA recognition and other orders IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) (Blackline) Marchés, OAR et agences de compensation
le 30 juillet 2020 Market Regulation Document Type MFDA recognition and other orders IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) - Clean Marchés, OAR et agences de compensation
le 10 décembre 2020 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 25 mars 2021 Order Variation and Restatement of IIROC Recognition Order – s. 144 of the Act and s. 78(1) of the CFA (effective April 1, 2021) Ordonnances et décisions
le 25 mars 2021 Order Variation and Restatement of MFDA Recognition Order – s. 144 of the Act (effective April 1, 2021) Ordonnances et décisions
le 16 mars 2021 Decision Director's Decision Order Plant & Company Brands Group Inc. Ordonnances et décisions
le 25 mars 2021 Market Regulation Document Type IIROC recognition and other orders Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 mars 2021 Market Regulation Document Type MFDA recognition and other orders Notice of Commission Approval – Variation and Restatement of MFDA Recognition Order – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
