le 30 janvier 2020 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendments to MFDA By-Law No. 1 Sections 3.3 (Election and Term), 3.6.1 (Governance Committee) and 4.7 (Quorum) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 30 janvier 2020 Market Regulation Document Type MFDA rule review Request for Comment – Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2019 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendment to MFDA By-Law No. 1 Section 24.A (Ombudservice) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 29 août 2008 Market Regulation Document Type MFDA recognition and other orders Joint Notice and Request for Comment of Certain Recognizing Regulators of the MFDA – Application to Amend Recognition Orders – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 23 mai 2008 Market Regulation Document Type MFDA recognition and other orders Joint Notice and Request for Comment – MFDA Application for Amendment and Restatement of Its Recognition Orders and Application to Amend the Definition of "Public Director" in its By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 17 novembre 2006 Market Regulation Document Type MFDA recognition and other orders Notice of Commission Order – Application to Amend the Recognition Order of the Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 21 mai 2004 Market Regulation Document Type MFDA recognition and other orders Notice of Approval – Amendment and Restatement of Recognition Order and Summary of Public Comments – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2003 Market Regulation Document Type MFDA recognition and other orders Application for Amendment and Restatement of Terms and Conditions or Order Recognizing Self-regulatory Organization – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2003 Market Regulation Document Type MFDA recognition and other orders Request for Comment – Application for Amendment and Restatement of Its Recognition Order and Application for Consent to Enter into a Co-Operative Agreement in Québec – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2003 Market Regulation Document Type MFDA recognition and other orders Notice of Request for Comment – Application for Amendment and Restatement of Its Recognition Order and Application for Consent to Enter into a Co-Operative Agreement in Québec – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 6 février 2001 Market Regulation Document Type MFDA recognition and other orders Recognition Order Marchés, OAR et agences de compensation
le 15 décembre 2000 Market Regulation Document Type MFDA recognition and other orders Overview of the Public Comments on Application for Recognition and the MFDA Response – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 24 avril 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Amendments to Dealer Member Rules 1, 2500, 2700, 3200 and Universal Market Integrity Rule 6.2 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 24 avril 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0101 – Rules Notice – Request for Comments – Re-Publication of Proposed Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 mars 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Amendments to Universal Market Integrity Rule 1.1 – Definition of Basis Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 mars 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0077 – Rules Notice – Request for Comments – Proposed Amendments to the Definition of Basis Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 mars 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 mars 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0066 – Rules Notice – Request for Comments – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Withdrawal – Amendments Respecting Trading in US OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0049 – Rules Notice – Notice of Withdrawal – Proposed Amendments to Dealer Member Rule 1300.1 relating to Trading in Securities of U.S. OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
