le 20 juin 2013 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 9 mars 2007 Market Regulation Document Type Market Regulation Services Inc. rule review RS Market Integrity Notice - Amendment Approval - Provisions Respecting Competitive Marketplaces Marchés, OAR et agences de compensation
le 5 novembre 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Approval – Amendments Relating to Rule 100.10K – Optional Use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 5 novembre 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0249 – Amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 octobre 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Commission Approval – Proposed Amendments to Dealer Member Rule 1400 relating to the Disclosure to Clients of Dealer Members’ Financial Position – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 octobre 2015 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Debt Market Regulation Fee Model – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 octobre 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0243 – Approval of Debt Market Regulation Fee – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 octobre 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Commission Approval – Amendments to the Universal Market Integrity Rules (UMIR) Respecting Unprotected Transparent Marketplaces and the Order Protection Rule and Exemption under UMIR 11.1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 novembre 2005 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits Marchés, OAR et agences de compensation
le 18 novembre 2005 Market Regulation Document Type Investment Dealers Association rule review Notice of Withdrawal of Proposed Rule Amendment - Amendment to IDA Regulation 100.12 and Schedule 2 of Form 1 Regarding Margin Requirements for Securities Held in a Registered Trader's Account Marchés, OAR et agences de compensation
le 13 octobre 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0233 – Re-Publication of Proposed Provisions Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 septembre 2016 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Market Transparency in Trading of Domestic Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 juillet 2016 Market Regulation Document Type IIROC rule review Notice of Request for Comment – Proposed Material Amendments to UMIR, Dealer Member Rules and Form 1 to Facilitate the Investment Industry’s Move to T+2 Settlement – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 juillet 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0177 – Amendments to facilitate the investment industry's move to T+2 settlement – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review Notice of Request for Comments – Proposed Non-Material Amendments to Schedule 12 of Form 1 – Margin on Futures Concentrations and Deposits and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0142 – Non-material amendments to Schedule 12 of Form 1 and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review Notice of Request for Comments – Proposed Material Amendments to Schedule 12 of Form 1 – Margin on Futures Concentrations and Deposits and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0141 – Material amendments to the Notes and Instructions to Schedule 12 of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 juin 2016 Market Regulation Document Type IIROC rule review Appendix 1 – Consolidated Rules and UMIR, Dealer Member Rule, Rule of Practice and Procedure, Transition Rule and General By-law Equivalents – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 19 mai 2006 Market Regulation Document Type Investment Dealers Association rule review IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings Marchés, OAR et agences de compensation
