Application for Exemption from Recognition as an Exchange – Thomson Reuters (SEF) LLC
Marchés, OAR et agences de compensation
Draft Order
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – SwapEx, LLC
Marchés, OAR et agences de compensation
Draft Exemption Order – SwapEx, LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – tpSEF Inc.
Marchés, OAR et agences de compensation
Draft Exemption Order – tpSEF Inc.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – Tradition SEF Inc.
Marchés, OAR et agences de compensation
Application - Proposed Acquisition of TMX Group, Alpha and CDS by Maple Group Acquisition Corporation - TMX Group Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Rule Amendments and Request for Comments - Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Alpha ATS LP: Notice of Proposed Changes
Marchés, OAR et agences de compensation
Trading Notice - Proposed Public Interest Rule Amendments to NEO’s Trading Policies Adding Anonymous Broker Preferencing in NEO-D - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Starlight Capital Corporation (formerly, Stone Investment Group Limited)
Ordonnances et décisions
Fidelity Investments Canada ULC
Ordonnances et décisions
Frontera Energy Corporation
Ordonnances et décisions
Intertape Polymer Group Inc.
Ordonnances et décisions
Algoma Steel Group Inc.
Ordonnances et décisions
Notice of Commission Order – Approval of the MFDA Application Regarding the MFDA Discretionary Fund – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Commission Order – Approval of the MFDA Application regarding the MFDA Discretionary Fund
Ordonnances et décisions
Notice of Approval - Introduction of PureStream on the CXD Trading Book - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Fractionvest Inc.
Ordonnances et décisions