Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) Following Implementation of IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 2 for Consistency with the Current Cultural and Business Practices – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Continuing Education Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments to Dealer Member Rules and Form 1 Relating to the Futures Market Segregation and Portability Customer-Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Order
Marchés, OAR et agences de compensation
Order – GFI Swaps Exchange LLC
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Order
Marchés, OAR et agences de compensation
Notice of Commission Interim Order – Application for Exemptive Relief – ICAP Global Derivatives Limited
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Order
Marchés, OAR et agences de compensation
Order – ICE Swap Trade LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – LatAm SEF, LLC
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – LatAm SEF, LLC
Marchés, OAR et agences de compensation
