Extension of Comment Period – Targeted Invitation Functionality for Trading of Equity Securities – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Completion of Review of Significant Changes to Form 21-101F2 – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Completion of Review of Significant Changes to Form 21-101F2 – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Targeted Invitation Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Significant Changes to Form 21-101F2 - Liquidnet Canada, Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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IIROC Notice 20-0154 – Proposed Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval of Proposed Changes – Liquidnet Canada Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments to Dealer Member Rule 200.2 and Equivalent IIROC Rule on Trade-Confirmation Suppression Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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LCH SA Application for Exemption from Recognition as a Clearing Agency – LCH SA
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Notice of Commission Approval and Recognition Orders - Maple Group Acquisition Corporation - TMX Group Inc.
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Notice of Commission Order – Application for Variation of LCH’s Restated Interim Order – LCH.Clearnet Limited
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Notice of Commission Order – Application for Variation and Restatement of LCH's Interim Order – LCH.Clearnet Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation and Restatement of LCH’s Interim Order – LCH.Clearnet Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Interim Exemptive Relief – LCH.Clearnet Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – Omgeo Canada Matching Ltd.
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OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Omgeo Canada Matching Ltd. and Omgeo LLC
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Notice of Commission Order – Application for Exemptive Relief – Options Clearing Corporation
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Notice - Recognition of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. as an Exchange
Marchés, OAR et agences de compensation