Important update about filing on SEDAR+
Notice Regarding CSA Guide to Monthly Suppression of Terrorism and Canadian Sanctions Reporting
The CSA Guide to Monthly Suppression of Terrorism and Canadian Sanctions Reporting (STCS Guide) has been revised and can be found at https://www.securitiesadministrators.ca/uploadedFiles/Industry_Resources/STCSGuide.pdf.
Registered firms, exempt dealers and exempt advisers are still required under federal law to file monthly “nil” reports (Monthly STCS Reports).
The STCS Guide has been revised to change links that were no longer being maintained. The STCS Guide also provides more information on the OSC’s role as a receiver of Monthly STCS Reports.