OSC / IIROC Market Structure Conference 2012

• • Susan Wolburgh Jenah, President and CEO, Investment Industry Regulatory Organization of Canada
  • Howard I. Wetston, Q.C, Chair and CEO, Ontario Securities Commission

This session will examine the trends and recent developments related to stock exchanges, including how their role has developed and where exchanges are headed in an era of consolidation and rapid technological innovation.

• Richard Carleton, CEO, Canadian National Stock Exchange (CNSX)
• John Carson, Managing Director, Compliax Consulting
• Ungad Chadda, Senior Vice President, Toronto Stock Exchange.

Panel Discussion: High-Frequency Trading

This panel will discuss the impact of high-frequency trading on Canadian markets, as well as options for how participants can adapt and how regulators can respond.

Moderator: Tal Cohen, CEO, Chi-X Global

Panelists:

• Doug Clark, Managing Director, Research, ITG Canada Corp.
• Thomas Kalafatis, Executive Director, Head of Prime Brokerage, CIBC World Markets
• Andrew O’Hara, VP, Business Development, Tradebot Systems Inc.
• Chris Sparrow, Principal, Chris Sparrow Consulting

Presentation: Where the Market Was and Where it is Now

Panel Discussion: The Impact of Competition on Trading, Liquidity and Cost

Panelists will discuss the consequences of multiple markets from both a regulatory and business perspective, and whether the benefits have outweighed the costs.

Moderator: Wendy Rudd, SVP, Market Regulation & Policy, IIROC

Panelists:

• Alison Crosthwait, Market Structure Professional
• Craig Gaskin, Managing Director, Head of Trading, TD Asset Management Inc.
• Andrew Jappy, EVP & Group CIO, Canaccord Financial
• Jos Schmitt, CEO, Alpha Group

Panel Discussion: What’s Next for the Market and Regulators?

This discussion will examine the risks and challenges for regulators, market participants and investors, including the implications of global regulatory policy developments on Canada's capital markets.

Moderator: Susan Greenglass, Director, Market Regulation, OSC

Panelists:

• Peter Haynes - Managing Director, Index Products, Institutional Equities, TD Securities
• Jamie Selway - Managing Director, Head of Liquidity Management, Investment Technology Group
• Robert Young - CEO, Liquidnet Canada