CSA Staff Notice: 31-337 - Cost Disclosure, Performance Reporting and Client Statements - Frequently Asked Questions and Additional Guidance as of February 27, 2014
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-311 - Proposed National Instrument - Transition into the new registration regime: NI 31-103 - Registration Requirements and Exemptions
Documents d'Instruments, règles et politiques
Notice of Correction: NI 31-103 - Registration Requirements and Exemptions (July 17, 2009, Supplement 2) - Appendix A of CSA Notice
Documents d'Instruments, règles et politiques
Notice of Correction -- Companion Policy 31-102 CP National Registration Database (July 17, 2009, Supplement 2 and September 18, 2009, Supplement 4)
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 23-322 Trading Fee Rebate Pilot Study
Documents d'Instruments, règles et politiques
CSA Staff Notice 11-327 Extension of Consultation Period Proposed National Policy 25-201 Guidance for Proxy Advisory Firms
Documents d'Instruments, règles et politiques
CSA Notice: 25-301 - Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms
Documents d'Instruments, règles et politiques
CSA Notice: 25-301 - Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms
Documents d'Instruments, règles et politiques
Revisions to CSA Staff Notice: 24-305 - Frequently Asked Questions About National Instrument 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 24-310 - Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 24-311 - Qualifying Central Counterparties
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-312 - Preparing for the Implementation of T+2 Settlement
Documents d'Instruments, règles et politiques
Multilateral CSA Staff Notice 24-313 – CSA Staff's Review of Proposed Amendments to Fee Schedule of The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-314 - Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-315 Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-316 Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
Documents d'Instruments, règles et politiques
CSA Notice 23-325 Trading Fee Rebate Pilot Study
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-326 Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021
Documents d'Instruments, règles et politiques
CSA Staff Notice: NI - 24-101 - Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-305 - Frequently Asked Questions about 24-101: NI - 24-101 - Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
