[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Notice: 23-304 - Joint CSA/SRO Notice - Status of the Transaction Reporting and Electronic Audit Trail System
Documents d'Instruments, règles et politiques
CSA Notice: CSA Staff Notice - 23-305 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Notice: CSA Staff Notice - 23-306 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-307 - Order Protection Rule - Implementation Milestones
Documents d'Instruments, règles et politiques
CSA/IIROC Joint Staff Notice: 23-308 - Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404 “Dark Pools, Dark Orders and Other Developments in Market Structure in Canada” and Next Steps
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-309 - Frequently Asked Questions about the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
Documents d'Instruments, règles et politiques
Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market
Documents d'Instruments, règles et politiques
Multilateral CSA Staff Notice: 23-313 - Blanket Orders Exempting Marketplace Participants From Certain Provisions of National Instrument 23-103 Electronic Trading and Related OSC Staff Position
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-314 - Frequently Asked Questions about National Instrument 23-103 Electronic Trading
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-317 Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 23-318 Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under National Instrument 23-101 Trading Rules
Documents d'Instruments, règles et politiques
Joint CSA/IIROC Staff Notice 23-319 Internalization in the Canadian Market
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-320 Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-321 Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options
Documents d'Instruments, règles et politiques
