le 29 mai 2014 Decision Desjardins Securities Inc. and IIROC members firms registered as of July 15, 2014 Ordonnances et décisions
le 29 mai 2014 Decision TD Investment Services Inc. and MFDA members firms registered as of July 15, 2014 Ordonnances et décisions
le 3 octobre 2013 Decision Desjardins Securities Inc. and IIROC members firms registered as of the date of this decision Ordonnances et décisions
le 10 octobre 2013 Decision Counsel Portfolio Services Inc. and IPC Securities Corporation Ordonnances et décisions
le 27 août 2020 Decision Venator Capital Management Ltd. and Venator Alternative Income Fund Ordonnances et décisions
le 2 septembre 2020 Decision CI Investments Inc. and CI First Asset U.S. Trendleaders Index ETF Ordonnances et décisions
le 9 septembre 2020 Decision Manulife Investment Management Limited and Manulife Floating Rate Income Fund Ordonnances et décisions
