le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 29 mai 2014 Decision Desjardins Securities Inc. and IIROC members firms registered as of July 15, 2014 Ordonnances et décisions
le 13 septembre 2011 Decision USC Education Savings Plans Inc. and others registered as of November 5, 2010 Ordonnances et décisions
le 13 septembre 2011 Decision Vantage Asset Management Inc. and other Portfolio Managers applying for registration in another category Ordonnances et décisions
le 22 juillet 2009 Order HSBC Securities (Canada) Inc. et al. – s. 147 of the Act and s. 6.1 of OSC Rule 13-502 Fees Ordonnances et décisions
le 5 juin 2008 Order Aon Securities Corporation - s. 147 of the Act and s. 6.1 of OSC Rule 13-502 Fees Ordonnances et décisions
le 16 mai 2008 Order Banc of America Securities LLC et al. - s. 147 of the Act and s. 6.1 of Rule 13-502 Fees Ordonnances et décisions
le 3 décembre 2008 Order BMO Capital Markets Corp. - s. 147 of the Act and s. 6.1 of OSC Rule 13-502 Fees Ordonnances et décisions
le 1 août 2008 Order Campbell Lutyens & Co. Ltd. - s. 147 of the Act and s. 6.1 of OSC Rule 13-502 Fees Ordonnances et décisions
le 29 mai 2014 Decision TD Investment Services Inc. and MFDA members firms registered as of July 15, 2014 Ordonnances et décisions
le 3 octobre 2013 Decision Desjardins Securities Inc. and IIROC members firms registered as of the date of this decision Ordonnances et décisions
le 10 octobre 2013 Decision Counsel Portfolio Services Inc. and IPC Securities Corporation Ordonnances et décisions
le 7 novembre 2012 Decision General Motors Investment Management Corporation Ordonnances et décisions
