le 9 juillet 2015 Decision Jonathan Bolduc and Certain Other Persons or Companies Registered under the Act – s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 12 mai 2014 Permission Canaccord Genuity Limited, on behalf of FatFace Group plc Ordonnances et décisions
le 3 juillet 2014 Permission Deutsche Bank Securities Inc., on behalf of Urban Exposure Real Estate PLC – s. 38(3) Ordonnances et décisions
