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le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 29 mai 2020 Decision Arrow Capital Management Inc. and Arrow EC Income Advantage Alternative Fund Ordonnances et décisions
le 31 janvier 2020 Decision Chartwell Retirement Residences and BMO Nesbitt Burns Inc. Ordonnances et décisions
le 21 mai 2020 Director's Decision Guardian Capital LP and Guardian Strategic Income Fund Ordonnances et décisions
le 12 novembre 2020 Decision Chemtrade Logistics Income Fund and BMO Nesbitt Burns Inc. Ordonnances et décisions
le 6 mars 2013 Decision Vitol Anker International B.V. and Sterling Resources Ltd. Ordonnances et décisions