le 17 avril 2014 Order Investment Dealers Association of Canada and the Investment Industry Regulatory Organization of Canada -- s. 21.4 and s. 19 of the CFA Ordonnances et décisions
le 1 septembre 2009 Order ICE Futures U.S., Inc. -- s. 147 of the Act and ss. 38, 80 of the CSA Ordonnances et décisions
le 1 juin 2008 Assignment In the Matter of the Revocation of the Assignment of Certain Powers and Duties of the Director to the Investment Industry Regulatory Organization Of Canada (IIROC) and the Assignment of Certain Powers and Duties of the Director to IIROC - ss. 21.5(2) ... Ordonnances et décisions
le 1 juin 2008 Order Revocation of the Assignment of Certain Powers and Duties of the Director to the IDA (s. 21.5(3) of the OSA) and Assignment of Certain Powers and Duties of the Director to the IIROC (ss. 21.5(2) of the OSA and s. 20(2) of the CFA) Ordonnances et décisions
le 1 septembre 2006 Order ICE Futures - s. 147 of the Act and ss. 38 and 80 of the CFA Ordonnances et décisions
le 16 mars 2004 Order Bourse de Montréal Inc. - s. 147, s. 80 of the CFA and s. 6.1 of OSC Rule 91-502 Ordonnances et décisions
le 27 novembre 2020 Ruling Royal Bank of Canada – s. 38 of the CFA and s. 6.1 of Rule 91-502 Ordonnances et décisions
le 7 juin 2021 Decision Director's Decision TriAct Canada Marketplace LP, operating as MATCHNow – s. 15.1 of NI 21-101 Marketplace Operation Ordonnances et décisions
