le 23 mars 2012 Director's Decision ONE Financial Corporation and ONE Financial All-Weather Profit Family Corp. - Opportunity to be Heard Ordonnances et décisions
le 1 juin 2008 Assignment In the Matter of the Revocation of the Assignment of Certain Powers and Duties of the Director to the Investment Industry Regulatory Organization Of Canada (IIROC) and the Assignment of Certain Powers and Duties of the Director to IIROC - ss. 21.5(2) ... Ordonnances et décisions
le 30 avril 2002 MRRS Decision ITG Inc. and ITG Canada Corp. - MRRS Decision Ordonnances et décisions
le 2 août 2002 MRRS Decision Bloomberg Tradebook LLC and Bloomberg Tradebook Canada Company - MRRS Decision Ordonnances et décisions
le 3 avril 2002 MRRS Decision Bloomberg Tradebook LLC and Bloomberg Tradebook Canada Company - MRRS Decision Ordonnances et décisions
le 19 avril 2002 MRRS Decision Instinet Corporation and Instinet Canada Limited - NI 21-101 Marketplace Operation, NI 23-101 Trading Rules MRRS Decision Ordonnances et décisions
le 28 avril 2005 MRRS Decision Bloomberg Tradebook Canada Company - MRRS Decision Ordonnances et décisions
le 13 novembre 2008 Decision Barclays Global Investors Canada Limited et al. Ordonnances et décisions
le 30 mai 2005 MRRS Decision CanDeal.ca Inc. and Tradeweb LLC - MRRS Decision Ordonnances et décisions
le 15 novembre 2013 Decision Fiera Quantum Limited Partnership and Fiera Quantum Income Opportunities Fund Ordonnances et décisions