le 14 avril 2009 Decision Goodman & Company, Investment Counsel Ltd. and Goodman & Company, Dealer Services Inc. Ordonnances et décisions
le 8 janvier 2009 Decision Howson Tattersall Investment Counsel Limited and Howson Tattersall Private Asset Management Inc. Ordonnances et décisions
le 28 septembre 2009 Decision Crosbie & Company Inc. and Certain Other Limited Market Dealers that have become Exempt Market Dealers under Subsection 16.3(2) of NI 31-103 Ordonnances et décisions
le 13 novembre 2009 Decision Fidelity Investments Canada ULC and Pyramis Global Advisors, LLC Ordonnances et décisions
le 25 septembre 2009 Decision Miller Tabak Roberts Securities, LLC and Certain Other International Dealers Ordonnances et décisions