le 15 février 2013 Document Sheila Murray (CI Financial Corp.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongo Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Prema K.R. Thiele, Rebecca Cowdery & Marsha Gerhart (Borden Ladner Gervais LLP): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP R Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Geoffrey Ritchie (Exempt Market Dealers Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requi Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Sandra L. Kegie (Association of Canadian Compliance Professionals): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration R Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Craig Skauge & Cora Pettipas (National Exempt Market Association): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Re Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit & Kathleen G. Ward (Stikeman Elliott LLP): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document Peter Lewis & James Deeks (RESP Dealers Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requi Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document M. Catherine Tuckwell (Scotia Asset Management L.P.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, E Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document Mark McKenna (Walton Capital Management Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptio Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document Susan Copland (Investment Industry Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requiremen Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2013 Document W. Sian Burgess (Fidelity Investments Canada ULC): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exem Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Manuel DaSilva (Canfin Magellan Investments Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exem Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Doug Bennett (Edward Jones): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Reg Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Investor Advisory Panel: Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registr Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Jim B. F. Cripps (Assantle Financial Management Ltd.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Yvan-Pierre Grimard (Desjardins): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoin Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Duff Young: Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligatio Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document M. Catherine Tuckwell (Scotia Asset Management): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exempt Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Barbara Mason (Scotia Capital Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Afsar Shah (Sun Life Financial Investment Services (Canada) Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Re Documents ouverts dans un nouvel onglet Comment letters